| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
20,044,000 |
| Market
Cap: |
242.53(M) |
| Last
Volume: |
75,995 |
Avg
Vol: |
118,350 |
| 52
Week Range: |
$9.27 - $12.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 3.3 |
| Insider 6 Months : 4.1 |
| Insider 3/6 Months : 7.7 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
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|
| |
|
Company Profile Advent Convertible and Income Fund is a closed-end management investment company. The Fund's investment objective is to provide total return through a combination of capital appreciation and current income. The Fund pursues its investment objective by investing at least 80% of its managed assets in a portfolio of convertible securities and non-convertible income producing securities. Under normal market conditions, the Fund must invest at least 30% of its managed assets in convertible securities and may invest up to 70% of its managed assets in nonconvertible income securities. The Fund may invest without limitation in foreign securities.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
500 |
900 |
2,365 |
3,215 |
| Total Buy Value |
$5,855 |
$10,600 |
$27,140 |
$36,906 |
| Total People Bought |
1 |
1 |
1 |
1 |
| Total Buy Transactions |
1 |
2 |
6 |
8 |
| Total Shares Sold |
0 |
7,163 |
125,259 |
125,259 |
| Total Sell Value |
$0 |
$80,011 |
$1,460,573 |
$1,460,573 |
| Total People Sold |
0 |
1 |
2 |
2 |
| Total Sell Transactions |
0 |
1 |
7 |
7 |
| End Date |
2024-02-15 |
2023-11-14 |
2023-05-16 |
2022-05-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Latronica Paul |
Portfolio Manager |
– – – |
2015-01-12 |
4 |
B |
$16.24 |
$4,872 |
D/D |
300 |
300 |
2.36 |
- |
|
| Latronica Paul |
Portfolio Manager |
– – – |
2015-01-12 |
4 |
S |
$16.22 |
$4,866 |
D/D |
(300) |
0 |
|
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2014-12-30 |
4 |
B |
$16.24 |
$40,600 |
D/D |
2,500 |
30,759 |
2.39 |
- |
|
| Seizert Gerald L |
Trustee |
– • – |
2014-12-30 |
4 |
B |
$16.25 |
$32,500 |
D/D |
2,000 |
28,259 |
2.39 |
- |
|
| Huang Tony |
V.P. & Assistant SecretaryOffi |
• – – |
2014-12-18 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| Barnes Randall C |
Trustee |
– • – |
2014-10-10 |
4 |
B |
$16.66 |
$16,659 |
D/D |
1,000 |
2,382 |
2.39 |
- |
|
131 Records found
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Page 6 of 6 |
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