| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
66.52(B) |
| Last
Volume: |
2,165,302 |
Avg
Vol: |
3,021,221 |
| 52
Week Range: |
$88.97 - $152.25 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 157 |
| Guru Rank Value : 8.8 |
| Guru Occurances : 4 |
|
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
92,274 |
134,540 |
272,424 |
507,306 |
| Total Sell Value |
$12,786,595 |
$18,836,200 |
$35,323,518 |
$61,093,467 |
| Total People Sold |
2 |
6 |
9 |
11 |
| Total Sell Transactions |
2 |
6 |
26 |
62 |
| End Date |
2024-06-20 |
2024-03-19 |
2023-09-19 |
2022-09-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Blinde Neal |
President, Commercial Banking |
• – – |
2023-01-31 |
4 |
D |
$119.00 |
$2,888,368 |
D/D |
(24,272) |
129,472 |
|
- |
|
| Blinde Neal |
President, Commercial Banking |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
11,100 |
153,744 |
|
- |
|
| Cooper Matthew W |
General Counsel & Corp Secy |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
10,770 |
44,658 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
13,250 |
74,602 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
9,301 |
71,166 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2023-01-26 |
4 |
D |
$116.07 |
$100,052 |
D/D |
(862) |
3,757,029 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2023-01-26 |
4 |
OE |
$116.07 |
$100,052 |
D/D |
862 |
3,757,891 |
|
- |
|
| Lapradeiii Frank G. |
Chief Enterprise Srvcs Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
16,173 |
81,852 |
|
- |
|
| Young Andrew M |
Chief Financial Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
10,186 |
29,296 |
|
- |
|
| West Kara |
Chief Audit Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
5,957 |
13,783 |
|
- |
|
| Mouadeb Mark Daniel |
President, U.S. Card |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
6,841 |
18,144 |
|
- |
|
| Haggerty Kaitlin |
Chief Human Resources Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
7,073 |
11,025 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
5,665 |
17,101 |
|
- |
|
| Raghu Ravi |
Pres, Software, Intl & Sm Bus |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
6,431 |
44,730 |
|
- |
|
| Sanjiv Yajnik |
President, Financial Services |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
13,202 |
92,312 |
|
- |
|
| Karam Celia |
Pres, Retail Bank |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
9,885 |
45,743 |
|
- |
|
| Dean Lia |
Pres, Banking & Prem. Products |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
10,770 |
52,663 |
|
- |
|
| Zamsky Michael |
Chief Consumer Credit Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
8,045 |
30,587 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2023-01-26 |
4 |
A |
$0.00 |
$0 |
D/D |
12,327 |
80,664 |
|
- |
|
| West Kara |
Chief Audit Officer |
• – – |
2022-11-14 |
4 |
S |
$114.63 |
$69,466 |
D/D |
(606) |
7,793 |
|
18% |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-11-14 |
4 |
AS |
$114.77 |
$1,438,871 |
D/D |
(12,537) |
3,757,022 |
|
-18% |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-11-14 |
4 |
OE |
$56.32 |
$706,084 |
D/D |
12,537 |
3,769,559 |
|
- |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-11-11 |
4 |
AS |
$114.73 |
$1,450,184 |
D/D |
(12,537) |
3,757,022 |
|
-21% |
|
| Fairbank Richard D |
Chairman and CEO |
• • – |
2022-11-11 |
4 |
OE |
$56.32 |
$706,084 |
D/D |
12,537 |
3,769,559 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2022-11-11 |
4 |
AS |
$115.00 |
$903,555 |
D/D |
(7,857) |
61,352 |
|
-21% |
|
3538 Records found
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Page 9 of 142 |
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0.35 (0.24%) 
