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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
487.84(M) |
| Last
Volume: |
243,856 |
Avg
Vol: |
217,816 |
| 52
Week Range: |
$18.09 - $27.2 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : 4 |
| Insider 3/6 Months : 4.6 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
1 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Battist Christine |
Director |
– • – |
2019-08-28 |
4 |
B |
$21.85 |
$19,888 |
D/D |
910 |
2,704 |
2.39 |
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2019-03-29 |
4 |
OE |
$11.00 |
$65,725 |
D/D |
5,975 |
126,398 |
|
- |
|
| Furst Jack D |
Director |
– • – |
2018-12-26 |
4 |
B |
$18.78 |
$65,805 |
D/D |
3,504 |
23,504 |
2.39 |
- |
|
| Furst Jack D |
Director |
– • – |
2018-12-24 |
4 |
B |
$18.16 |
$52,664 |
D/D |
2,900 |
20,000 |
2.39 |
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
43,400 |
148,386 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
51,000 |
154,655 |
|
- |
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| Battist Christine |
Director |
– • – |
2018-11-12 |
4 |
B |
$19.53 |
$19,527 |
D/D |
1,000 |
1,794 |
2.39 |
- |
|
| Battist Christine |
Director |
– • – |
2018-08-21 |
4 |
B |
$19.01 |
$15,094 |
D/D |
794 |
794 |
2.39 |
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2018-08-15 |
4 |
OE |
$11.53 |
$576,500 |
D/D |
50,000 |
169,257 |
|
- |
|
| Diehl Bowen S |
President and CEO |
• • – |
2018-06-20 |
4 |
OE |
$11.00 |
$162,153 |
D/D |
14,613 |
119,257 |
|
- |
|
| Wilson John H |
Director |
– • – |
2018-03-23 |
4 |
B |
$17.10 |
$51,300 |
D/D |
3,000 |
20,000 |
2.39 |
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2018-02-09 |
4 |
B |
$16.24 |
$11,368 |
D/D |
700 |
104,986 |
2.74 |
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2018-02-08 |
4 |
B |
$16.39 |
$49,990 |
I/I |
3,050 |
14,937 |
2.1 |
- |
|
| Brooks David R |
Director |
– • – |
2017-12-28 |
4 |
B |
$16.66 |
$33,326 |
D/D |
2,000 |
22,000 |
2.39 |
- |
|
| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2017-11-21 |
4 |
B |
$16.87 |
$6,410 |
D/D |
380 |
85,147 |
2.74 |
- |
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| Ashbaugh William M |
Sr. VP, Managing Director |
• – – |
2017-11-15 |
4 |
D |
$16.95 |
$8,882 |
D/D |
(524) |
48,068 |
|
- |
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| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2017-11-15 |
4 |
D |
$16.95 |
$23,188 |
D/D |
(1,368) |
84,767 |
|
- |
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| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2017-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
20,000 |
84,767 |
|
- |
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| Diehl Bowen S |
President and CEO |
• • – |
2017-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
46,800 |
141,807 |
|
- |
|
| Sarner Michael Scott |
Chief Financial Officer |
• – – |
2017-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
39,000 |
104,286 |
|
- |
|
| Ashbaugh William M |
Sr. VP, Managing Director |
• – – |
2017-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5,000 |
48,068 |
|
- |
|
| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2017-11-13 |
4 |
B |
$17.00 |
$25,496 |
D/D |
1,500 |
66,135 |
2.74 |
- |
|
| Ashbaugh William M |
Sr. VP, Managing Director |
• – – |
2017-11-10 |
4 |
D |
$16.99 |
$17,823 |
D/D |
(1,049) |
43,592 |
|
- |
|
| Kelley Douglas M. |
Sr. VP, Managing Director |
• – – |
2017-11-10 |
4 |
D |
$16.99 |
$27,881 |
D/D |
(1,641) |
64,635 |
|
- |
|
| Rothenberg Michael |
10% Owner |
– – • |
2017-08-28 |
4 |
S |
$17.40 |
$23,020 |
D/D |
(1,323) |
1,474,742 |
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- |
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501 Records found
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Page 4 of 21 |
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0.21 (0.81%) 
