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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
487.84(M) |
| Last
Volume: |
243,856 |
Avg
Vol: |
217,816 |
| 52
Week Range: |
$18.09 - $27.2 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : 4 |
| Insider 3/6 Months : 4.6 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
500 |
1,000 |
3,360 |
| Total Buy Value |
$0 |
$11,645 |
$22,480 |
$67,277 |
| Total People Bought |
0 |
1 |
1 |
2 |
| Total Buy Transactions |
0 |
1 |
2 |
6 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-18 |
2023-11-17 |
2023-05-19 |
2022-05-19 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Morgan Thomas Duane |
Director |
– • – |
2015-05-06 |
4 |
B |
$47.80 |
$13,145 |
D/D |
275 |
1,275 |
2.39 |
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-03-20 |
4 |
S |
$48.34 |
$178,846 |
D/D |
(3,700) |
11,000 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-03-20 |
4 |
OE |
$23.37 |
$97,196 |
D/D |
3,700 |
13,000 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-03-19 |
4 |
S |
$48.19 |
$882,318 |
D/D |
(18,300) |
11,000 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2015-03-19 |
4 |
OE |
$29.68 |
$543,144 |
D/D |
18,300 |
29,300 |
|
- |
|
| Ligon Samuel B |
Director |
– • – |
2015-03-02 |
4 |
B |
$48.98 |
$10,775 |
D/D |
220 |
12,900 |
2.39 |
- |
|
| Thomas William R Iii |
Director |
– • – |
2015-01-27 |
4 |
S |
$43.04 |
$5,164,560 |
I/I |
(120,000) |
571,939 |
|
- |
|
| Ligon Samuel B |
Director |
– • – |
2015-01-27 |
4 |
B |
$42.75 |
$12,825 |
D/D |
300 |
12,680 |
2.39 |
- |
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| Kelley Douglas M. |
Sr. VP & Managing DirectorOffi |
• – – |
2015-01-21 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,000 |
|
- |
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| Thomas William R Iii |
Director |
– • – |
2014-12-16 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,414 |
23,529 |
|
- |
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| Wilson John H |
Director |
– • – |
2014-12-16 |
4 |
B |
$39.50 |
$25,675 |
D/D |
650 |
8,650 |
2.39 |
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2014-12-15 |
4 |
B |
$39.71 |
$49,633 |
I/I |
1,250 |
1,250 |
2.1 |
- |
|
| Armes Joseph B |
President and CEO |
• • – |
2014-12-08 |
4 |
B |
$38.78 |
$96,955 |
I/I |
2,500 |
8,502 |
2.66 |
- |
|
| Ligon Samuel B |
Director |
– • – |
2014-12-05 |
4 |
B |
$39.00 |
$14,820 |
D/D |
380 |
12,380 |
2.39 |
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2014-09-18 |
4 |
OE |
$23.95 |
$76,640 |
D/D |
3,200 |
8,600 |
|
- |
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| Armes Joseph B |
President and CEO |
• • – |
2014-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
42,000 |
47,000 |
|
- |
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| Diehl Bowen S |
SVP and CIO |
• – – |
2014-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
42,000 |
57,000 |
|
- |
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| Tacke Kelly |
SVP and CFO |
• – – |
2014-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
43,000 |
47,000 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2014-08-06 |
4 |
OE |
$23.95 |
$23,950 |
D/D |
1,000 |
5,400 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2014-06-23 |
4 |
S |
$35.31 |
$70,620 |
D/D |
(2,000) |
4,400 |
|
- |
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| Golden Matthew Bailey |
Vice President |
• – – |
2014-06-23 |
4 |
B |
$35.36 |
$53,040 |
I/I |
1,500 |
1,500 |
1.99 |
- |
|
| Armes Joseph B |
President and CEO |
• • – |
2014-06-05 |
4 |
B |
$35.00 |
$42,415 |
I/I |
1,200 |
6,002 |
2.66 |
- |
|
| Armes Joseph B |
President and CEO |
• • – |
2014-06-04 |
4 |
B |
$35.25 |
$63,521 |
I/I |
1,802 |
4,802 |
2.66 |
- |
|
| Diehl Bowen S |
SVP, CIO |
• – – |
2014-05-20 |
4 |
B |
$35.09 |
$175,450 |
D/D |
5,000 |
15,000 |
2.74 |
- |
|
| Diehl Bowen S |
SVP and CIO |
• – – |
2014-03-24 |
4 |
B |
$35.41 |
$50,530 |
D/D |
1,427 |
10,000 |
2.74 |
- |
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501 Records found
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Page 9 of 21 |
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0.21 (0.81%) 
