| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
33,210,000 |
| Market
Cap: |
475.57(M) |
| Last
Volume: |
81,426 |
Avg
Vol: |
148,714 |
| 52
Week Range: |
$11.77 - $15.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
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D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
5,650 |
| Total Buy Value |
$0 |
$0 |
$0 |
$76,502 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
2 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2025-04-06 |
2025-01-03 |
2024-07-05 |
2023-07-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Easton Rachael Z. |
CFO and Treasurer |
• – – |
2023-03-16 |
4 |
B |
$13.12 |
$4,920 |
D/D |
375 |
750 |
2.66 |
5% |
|
| Wilkinson Walter H |
Director |
– • – |
2023-02-06 |
4 |
B |
$13.96 |
$51,108 |
D/D |
3,661 |
26,154 |
2.39 |
-4% |
|
| Dullum David A R |
President |
• – – |
2022-12-16 |
4 |
B |
$13.06 |
$39,182 |
D/D |
3,000 |
141,916 |
2.74 |
5% |
|
| Novara Paula |
Director |
– • – |
2022-10-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,333 |
|
17% |
|
| Smith Jennifer A |
Chief Valuation Officer |
• – – |
2022-08-19 |
4 |
B |
$15.61 |
$1,561 |
D/D |
100 |
100 |
2.66 |
-16% |
|
| Dullum David A R |
President |
• – – |
2022-06-14 |
4 |
B |
$12.75 |
$50,995 |
D/D |
4,000 |
138,916 |
2.74 |
- |
|
| Easton Rachael Z. |
CFO and Treasurer |
• – – |
2022-05-20 |
4 |
B |
$14.52 |
$2,540 |
D/D |
175 |
375 |
2.66 |
- |
|
| Dullum David A R |
President |
• – – |
2022-02-24 |
4 |
B |
$14.46 |
$80,105 |
D/D |
5,500 |
134,916 |
2.74 |
- |
|
| Easton Rachael Z. |
CFO and Treasurer |
• – – |
2022-02-23 |
4 |
B |
$14.93 |
$2,985 |
D/D |
200 |
200 |
2.66 |
- |
|
| Dullum David A R |
President |
• – – |
2021-12-03 |
4 |
B |
$16.54 |
$49,620 |
D/D |
3,000 |
129,416 |
2.74 |
- |
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10 Records found
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1
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Page 1 of 1 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.08 (0.56%) 
