LRFC : Insider Transactions for Logan Ridge Finance Ord Shs


Company Profile Logan Ridge Finance is an externally managed non-diversified closed-end management investment company. Co.'s investment objective is to generate both current income and capital appreciation through debt and equity investments.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-02-18	2023-11-17	2023-05-19	2022-05-19

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Records found: 145

Page 5 of 6

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Broyhill Markham Hunt

Director

– • –

2014-11-26

$18.74

$18,744

I/I

1,000

38,764

2.1

Alala Joseph B Iii

Chairman BoD, CEO, President

• • –

2014-11-25

$18.75

$187,500

I/I

10,000

121,822

2.66

Broyhill Markham Hunt

Director

– • –

2014-11-19

$18.85

$282,753

I/I

15,000

57,000

2.1

Arnall Stephen A.

Chief Financial Officer

• – –

2014-09-23

$18.41

$32,218

D/D

1,750

4,350

Wheelahan Richard

Chief Compliance Officer

• – –

2014-09-23

$18.41

$55,230

D/D

3,000

4,372

Alala Joseph B Iii

See Remarks

• • –

2014-09-23

$18.41

$1,080,627

I/I

(55,200)

296,665

Alala Joseph B Iii

See Remarks

• • –

2014-09-23

$20.00

$300,000

I/I

15,000

111,822

Carroll Larry W.

Director

– • –

2014-09-18

$18.05

$27,617

D/D

1,530

45,300

2.39

Alala Joseph B Iii

See Remarks

• • –

2014-09-03

$18.92

$98,384

I/I

5,200

96,822

2.66

Mcglinn John F.

COO, Secretary and Treasurer

• – –

2014-08-18

$18.90

$50,082

D/D

2,650

59,071

2.74

Chapman H. Paul

Director

– • –

2014-06-18

$18.68

$93,400

D/D

5,000

7,500

2.39

Broyhill Markham Hunt

Director

– • –

2014-06-17

$18.55

$500,858

I/I

27,000

42,000

2.1

Broyhill Markham Hunt

Director

– • –

2014-05-19

$18.41

$249,944

I/I

13,580

2.1

Broyhill Markham Hunt

Director

– • –

2014-05-16

$18.19

$19,974

I/I

1,098

2.1

Broyhill Markham Hunt

Director

– • –

2014-05-16

$18.19

$14,990

I/I

824

Carroll Larry W.

Director

– • –

2014-05-16

$18.00

$102,690

D/D

5,705

43,770

2.39

Moyer Charles

Director

– • –

2014-05-16

$18.19

$9,095

D/D

500

5,853

2.39

Broyhill Markham Hunt

Director

– • –

2014-05-16

$18.19

$19,974

D/D

1,098

66,027

2.39

Carroll Larry W.

Director

– • –

2014-05-15

$18.00

$198,683

D/D

11,039

38,065

2.39

Alala Joseph B Iii

SEE REMARKS

• • –

2014-05-15

$18.04

$994,406

I/I

55,118

91,622

2.66

Broyhill Markham Hunt

Director

– • –

2013-12-17

$19.77

$197,664

I/I

10,000

15,000

2.1

Broyhill Markham Hunt

Director

– • –

2013-12-12

$19.78

$98,908

I/I

5,000

2.1

Wheelahan Richard

Chief Compliance Officer

• – –

2013-12-11

$19.60

$5,488

D/D

280

1,372

2.74

Moyer Charles

Director

– • –

2013-12-06

$19.46

$11,676

D/D

600

5,353

2.39

Broyhill Markham Hunt

Director

– • –

2013-12-04

$19.79

$19,796

D/D

1,000

64,929

2.39

145 Records found	1 2 3 4 5 6	Page 5 of 6

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: