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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.23(B) |
| Last
Volume: |
799,033 |
Avg
Vol: |
594,938 |
| 52
Week Range: |
$55.44 - $78.51 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
82,216 |
90,316 |
174,352 |
174,352 |
| Total Sell Value |
$6,154,061 |
$6,678,496 |
$11,694,873 |
$11,694,873 |
| Total People Sold |
3 |
4 |
5 |
5 |
| Total Sell Transactions |
4 |
5 |
10 |
10 |
| End Date |
2024-02-01 |
2023-10-31 |
2023-05-02 |
2022-05-02 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
8,904 |
43,696 |
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- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2022-01-07 |
4 |
D |
$70.42 |
$244,005 |
D/D |
(3,465) |
170,090 |
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- |
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| Sliney David D |
Chief Operating Officer |
• – – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,333 |
173,555 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2022-01-07 |
4 |
D |
$70.42 |
$526,953 |
D/D |
(7,483) |
131,942 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,614 |
139,425 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,599 |
42,004 |
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- |
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| Weisel Thomas W |
Director |
– • – |
2022-01-07 |
4 |
D |
$70.42 |
$71,969 |
D/D |
(1,022) |
39,405 |
|
- |
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| Zimmerman Michael J |
Director |
– • – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,625 |
47,385 |
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- |
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| Brown Kathleen |
Director |
– • – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,625 |
17,563 |
|
- |
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| Nesi Victor |
Co-President |
• – – |
2022-01-07 |
4 |
D |
$70.42 |
$656,667 |
D/D |
(9,325) |
221,032 |
|
- |
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| Nesi Victor |
Co-President |
• – – |
2022-01-07 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,222 |
230,357 |
|
- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2021-12-31 |
4 |
D |
$70.00 |
$1,165,430 |
D/D |
(16,649) |
1,277,810 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2021-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
37,203 |
1,294,459 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2021-12-31 |
4 |
D |
$70.00 |
$261,590 |
D/D |
(3,737) |
42,145 |
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- |
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| Marischen James M |
Chief Financial Officer |
• – – |
2021-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
8,350 |
45,882 |
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- |
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| Zemlyak James M |
Co-President |
• – – |
2021-12-31 |
4 |
D |
$70.00 |
$588,210 |
D/D |
(8,403) |
1,186,723 |
|
- |
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| Zemlyak James M |
Co-President |
• – – |
2021-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,776 |
1,195,126 |
|
- |
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| Nesi Victor |
Co-President |
• – – |
2021-12-15 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,000 |
208,135 |
|
- |
|
| Nesi Victor |
Co-President |
• – – |
2021-12-15 |
4 |
GA |
$0.00 |
$0 |
I/I |
4,000 |
22,574 |
|
- |
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| Nesi Victor |
Co-President |
• – – |
2021-09-01 |
4 |
AS |
$68.53 |
$685,300 |
D/D |
(10,000) |
222,135 |
|
8% |
|
| Markus Maura A. |
Director |
– • – |
2021-06-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,144 |
11,845 |
|
- |
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| Brown Kathleen |
Director |
– • – |
2021-06-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,144 |
11,845 |
|
- |
|
| Berlew Adam T. |
Director |
– • – |
2021-06-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,144 |
5,994 |
|
- |
|
| Ludeman Daniel J. |
Director |
– • – |
2021-06-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,144 |
5,994 |
|
- |
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| Grady Robert Edward |
Director |
– • – |
2021-06-03 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,144 |
9,148 |
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- |
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106 Records found
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Page 4 of 5 |
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0.87 (1.08%) 
