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Insider
Information: |
Merrill Lynch Pierce Fenner & Smith Inc |
Relationship: |
Subsidiary |
City: |
New York |
State: |
NY |
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Insider
Summary: |
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Companies Owned : |
48 |
|
Direct
Shares |
33,210,669 |
|
Indirect Shares
|
55,162,562 |
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|
Direct
Value |
$5,053,320,439 |
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Indirect Value
|
$18,025,492,967 |
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Total
Shares |
88,373,231 |
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Total
Value |
$23,078,813,405 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
27
|
27
|
Stock
price went up :
|
13
|
13
|
Stock
price went down : |
14
|
14
|
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
Percentage
Gain/Loss : |
-11.4%
|
-305.8%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
California Coastal Communities Inc |
CALCQ |
10% Owner |
1999-06-24 |
1,038,259 |
|
0 |
Premium* |
|
BlackRock Inc A |
BLK |
10% Owner |
|
0 |
2006-09-29 |
12,604,918 |
Premium* |
|
HERC Holdings Inc |
HRI |
10% Owner |
2007-08-17 |
32,172,410 |
2008-11-15 |
39,156,398 |
Premium* |
|
Cumulus Media Inc |
CMLS |
Member of 13D Group (5) |
2007-07-23 |
0 |
2008-02-04 |
123,602 |
Premium* |
|
Blucora Inc |
BCOR |
10% Owner |
2008-12-18 |
0 |
2008-12-22 |
2,537,606 |
Premium* |
|
Nuveen Florida Investment Qualit... |
NQF |
10% Owner |
|
0 |
2008-12-31 |
743 |
Premium* |
|
Nuveen Insured Florida Premium I... |
NFL |
10% Owner |
|
0 |
2008-12-31 |
457 |
Premium* |
|
Nuveen Georgia Premium Income Mu... |
NPG |
10% Owner |
|
0 |
2008-12-31 |
143 |
Premium* |
|
Nuveen Georgia Dividend Advantag... |
NZX |
10% Owner |
|
0 |
2008-12-31 |
51 |
Premium* |
|
Minnesota Municipal Income Portf... |
MXA |
10% Owner |
|
0 |
2008-12-31 |
362 |
Premium* |
|
BlackRock Massachusetts Tax-Exem... |
MHE |
10% Owner |
|
0 |
2008-12-31 |
155 |
Premium* |
|
Nuveen Arizona Premium Income Mu... |
NAZ |
10% Owner |
|
0 |
2008-12-31 |
275 |
Premium* |
|
First Trust Four Corners Senior ... |
FCT |
10% Owner |
|
0 |
2009-01-23 |
57,318 |
Premium* |
|
Eaton Vance Insured Ohio Munici... |
EIO |
10% Owner |
|
0 |
2008-12-31 |
68 |
Premium* |
|
Reaves Utility Income Fund |
UTG |
10% Owner |
|
0 |
2011-01-21 |
901 |
Premium* |
|
Cohen & Steers Infrastructure Fu... |
UTF |
10% Owner |
|
0 |
2008-12-31 |
2,300 |
Premium* |
|
Blackrock Muniyield Florida Fund |
MYF |
10% Owner |
|
0 |
2008-12-31 |
828 |
Premium* |
|
Invesco Van Kampen Inc Tr |
VLT |
10% Owner |
|
0 |
2008-12-31 |
201 |
Premium* |
|
Invesco Van Kampen Select |
VKL |
Subsidiary |
|
0 |
2012-02-02 |
1,372 |
Premium* |
|
Blackrock Muniyield California F... |
MYC |
10% Owner |
|
0 |
2011-04-15 |
2,506 |
Premium* |
|
Boulder Growth & Income Fund |
BIF |
10% Owner |
|
0 |
2008-12-31 |
321 |
Premium* |
|
Blackrock Muniyield New York Ins... |
MYN |
10% Owner |
|
0 |
2008-12-31 |
1,762 |
Premium* |
|
Federated Premier Intermediate M... |
FPT |
Subsidiary |
|
0 |
2017-03-22 |
0 |
Premium* |
|
Nuveen New York Quality Income M... |
NUN |
10% Owner |
|
0 |
2011-01-19 |
100 |
Premium* |
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Blackrock Municipal 2020 Term Tr... |
BKK |
10% Owner |
|
0 |
2020-12-29 |
5 |
Premium* |
|
Blackrock New Jersey Municipal B... |
BLJ |
10% Owner |
|
0 |
2008-01-30 |
109 |
Premium* |
|
Nuveen New York Dividend Advanta... |
NAN |
10% Owner |
|
0 |
2009-02-27 |
208 |
Premium* |
|
Nuveen Ohio Dividend Advantage M... |
NXI |
10% Owner |
|
0 |
2009-08-31 |
126 |
Premium* |
|
Invesco Van Kampen Advanta |
VKI |
Subsidiary |
2009-11-06 |
0 |
2012-01-31 |
1,371 |
Premium* |
|
Uni-Pixel |
UNXL |
10% Owner |
2009-11-04 |
0 |
2011-07-08 |
644,739 |
Premium* |
|
BlackRock Dividend Income Trust |
BQY |
10% Owner |
2010-08-30 |
0 |
2010-08-30 |
875 |
Premium* |
|
Pioneer High Income |
PHT |
Subsidiary |
2012-11-15 |
0 |
2014-03-13 |
1,292 |
Premium* |
|
DNP Select Income Fund Inc |
DNP |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
Eaton Vance New Jersey Municipal... |
EVJ |
10% Owner |
2013-03-26 |
0 |
2013-03-26 |
0 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
Subsidiary |
2013-07-31 |
0 |
2013-08-01 |
0 |
Premium* |
|
Blackrock Municipal 2018 Term Tr... |
BPK |
Subsidiary |
2013-07-31 |
0 |
2014-12-26 |
368 |
Premium* |
|
Federated Premier Municipal Inco... |
FMN |
Subsidiary |
2013-10-07 |
0 |
2013-10-08 |
0 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
Subsidiary |
2014-01-27 |
0 |
2014-03-10 |
0 |
Premium* |
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Tropicana Las Vegas Hotel & Casi... |
TPCA |
See Remarks |
|
0 |
2013-08-20 |
21,082 |
Premium* |
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Eaton Vance Senior Floating Rate... |
EFR |
|
2014-04-01 |
0 |
2024-08-05 |
0 |
Premium* |
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Neuberger Berman Interm Muni |
NBH |
Subsidiary |
2014-07-02 |
0 |
2014-07-02 |
0 |
Premium* |
|
Blackrock New York Municipal 201... |
BLH |
Subsidiary |
2014-10-16 |
0 |
2014-10-17 |
0 |
Premium* |
|
Gabelli Utility Trust |
GUT |
|
2015-04-27 |
0 |
2024-06-28 |
0 |
Premium* |
|
Blackrock Muniholdings New Jerse... |
MUJ |
Subsidiary |
2016-07-20 |
0 |
2016-07-22 |
0 |
Premium* |
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Pioneer Municipal High Income Ad... |
MAV |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
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Pimco High Income Fund |
PHK |
Subsidiary |
2016-07-25 |
0 |
2016-07-25 |
0 |
Premium* |
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Dreyfus Municipal Bond Infrastru... |
DMB |
Subsidiary |
2016-07-25 |
0 |
2016-07-26 |
0 |
Premium* |
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Gabelli Global Multimedia Trust ... |
GGT |
Subsidiary |
2018-05-21 |
0 |
2018-06-06 |
0 |
Premium* |
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Records found :
2042 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 56 of 82
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
VMO |
Invesco Van Kampen Muni O... |
10% Owner |
|
2009-12-08 |
4 |
S |
$13.55 |
$14,228 |
I/I |
(1,050) |
0 |
0 |
- |
|
GUT |
Gabelli Utility Trust |
10% Owner |
|
2009-12-09 |
4 |
S |
$8.94 |
$19,697 |
I/I |
(2,200) |
0 |
0 |
- |
|
NPI |
Nuveen Premium Income Mun... |
10% Owner |
|
2009-12-10 |
4 |
S |
$13.25 |
$411 |
I/I |
(31) |
0 |
0 |
- |
|
PFL |
Pimco Floating Rate Incom... |
10% Owner |
|
2009-12-11 |
4 |
S |
$11.18 |
$4,027 |
I/I |
(360) |
0 |
0 |
- |
|
VMO |
Invesco Van Kampen Muni O... |
10% Owner |
|
2009-12-11 |
4 |
S |
$13.61 |
$34,387 |
I/I |
(2,524) |
0 |
0 |
- |
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NNB |
Nuveen Virginia Dividend ... |
10% Owner |
|
2009-12-14 |
4 |
S |
$10.05 |
$50,260 |
I/I |
(5,000) |
0 |
0 |
- |
|
NXK |
Nuveen New York Dividend ... |
10% Owner |
|
2009-12-15 |
4 |
S |
$12.91 |
$2,453 |
I/I |
(190) |
0 |
0 |
- |
|
PFN |
Pimco Floating Rate Strat... |
10% Owner |
|
2009-12-15 |
4 |
S |
$10.07 |
$75,525 |
I/I |
(7,500) |
0 |
0 |
- |
|
KYN |
Kayne Anderson Mlp Invest... |
10% Owner |
|
2009-12-16 |
4 |
S |
$26.29 |
$2,629 |
I/I |
(100) |
0 |
0 |
- |
|
VKI |
Invesco Van Kampen Advant... |
10% Owner |
|
2009-12-17 |
4 |
S |
$11.95 |
$8,365 |
I/I |
(700) |
0 |
0 |
- |
|
XAA |
American Municipal Income... |
10% Owner |
|
2009-12-17 |
4 |
S |
$14.04 |
$42 |
I/I |
(3) |
0 |
0 |
- |
|
AVK |
Advent Claymore Convertib... |
10% Owner |
|
2009-12-23 |
4 |
S |
$8.10 |
$7,306 |
I/I |
(900) |
100 |
0 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2009-12-23 |
4 |
S |
$2.87 |
$5,740 |
I/I |
(2,000) |
0 |
0 |
- |
|
PTY |
Pimco Corporate Opportuni... |
10% Owner |
|
2009-12-23 |
4 |
S |
$14.68 |
$48,999 |
I/I |
(3,333) |
0 |
0 |
- |
|
UTG |
Reaves Utility Income Fun... |
10% Owner |
|
2009-12-23 |
4 |
S |
$18.23 |
$25,978 |
I/I |
(1,425) |
0 |
0 |
- |
|
NVN |
Nuveen New York Select Qu... |
10% Owner |
|
2009-12-28 |
4 |
S |
$13.43 |
$40,316 |
I/I |
(3,000) |
2,800 |
0 |
- |
|
DNP |
DNP Select Income Fund In... |
10% Owner |
|
2009-12-29 |
4 |
S |
$9.05 |
$54 |
I/I |
(6) |
0 |
0 |
- |
|
NVN |
Nuveen New York Select Qu... |
10% Owner |
|
2009-12-29 |
4 |
S |
$13.42 |
$37,603 |
I/I |
(2,800) |
0 |
0 |
- |
|
NXK |
Nuveen New York Dividend ... |
10% Owner |
|
2009-12-29 |
4 |
S |
$13.03 |
$2,189 |
I/I |
(168) |
0 |
0 |
- |
|
VMO |
Invesco Van Kampen Muni O... |
10% Owner |
|
2009-12-29 |
4 |
S |
$13.36 |
$6,014 |
I/I |
(450) |
0 |
0 |
- |
|
PTY |
Pimco Corporate Opportuni... |
10% Owner |
|
2010-01-04 |
4 |
S |
$14.45 |
$45,734 |
I/I |
(3,165) |
0 |
0 |
- |
|
DNY |
The Denali Fund |
10% Owner |
|
2010-01-05 |
4 |
S |
$14.15 |
$71,446 |
I/I |
(5,000) |
0 |
0 |
- |
|
PSW |
Blackrock Preferred & Cor... |
10% Owner |
|
2010-01-05 |
4 |
S |
$8.39 |
$23,509 |
I/I |
(2,800) |
0 |
0 |
- |
|
PYN |
Pimco New York Municipal ... |
10% Owner |
|
2010-01-05 |
4 |
S |
$9.00 |
$4,050 |
I/I |
(450) |
0 |
0 |
- |
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EFR |
Eaton Vance Senior Floati... |
10% Owner |
|
2010-01-06 |
4 |
S |
$14.67 |
$1,467 |
I/I |
(100) |
0 |
0 |
- |
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2042 Records found
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Page 56 of 82 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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