| |
| |
|
| Insider
Information: |
Sm Investors Ii, L.p. |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,758,857 |
|
|
Indirect Shares
|
9,113,080 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
14,871,937 |
|
|
| Total
Value |
$0 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Opti Inc |
OPTI |
10% Owner |
2013-10-30 |
3,552,357 |
2013-10-30 |
6,051,557 |
Premium* |
|
|
Handleman Co |
HDLM |
10% Owner |
2012-12-31 |
2,206,500 |
2012-12-31 |
3,061,523 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
83 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-08-26 |
4 |
B |
$0.52 |
$2,329 |
D/D |
4,500 |
3,490,878 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-08-27 |
4 |
B |
$0.54 |
$2,700 |
D/D |
5,000 |
3,495,878 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-09-12 |
4 |
B |
$0.53 |
$212 |
D/D |
400 |
3,496,278 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-09-16 |
4 |
B |
$0.53 |
$1,208 |
D/D |
2,279 |
3,498,557 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-09-18 |
4 |
B |
$0.53 |
$1,325 |
D/D |
2,500 |
3,501,057 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-09-20 |
4 |
B |
$0.53 |
$53 |
D/D |
100 |
3,501,157 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-10-14 |
4 |
B |
$0.52 |
$628 |
D/D |
1,200 |
3,502,357 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2013-10-30 |
4 |
B |
$0.53 |
$26,720 |
D/D |
50,000 |
3,552,357 |
2.37 |
- |
|
83 Records found
|
|
Page 4 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
