| |
| |
|
| Insider
Information: |
Oates James M |
| Relationship: |
Director |
| City: |
|
| State: |
|
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
15 |
|
| Direct
Shares |
26,155 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$606,113 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
26,155 |
|
|
| Total
Value |
$606,113 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Stifel Financial Corp |
SF |
Director |
2021-06-02 |
4,996 |
2016-12-30 |
0 |
Premium* |
|
|
Virtus Total Return Fund |
DCA |
Director |
2013-05-13 |
10,249 |
2012-01-26 |
0 |
Premium* |
|
|
Hancock John Patriot Premium Div... |
PDT |
Trustee of the Fund |
2014-02-10 |
1,104 |
|
0 |
Premium* |
|
|
John Hancock Preferred Income Fu... |
HPF |
Trustee of the Fund |
2014-02-10 |
731 |
|
0 |
Premium* |
|
|
John Hancock Preferred Income Fu... |
HPS |
Trustee of the Fund |
2014-02-10 |
842 |
|
0 |
Premium* |
|
|
Hancock John Investors Trust |
JHI |
Trustee of the Fund |
2014-02-10 |
706 |
|
0 |
Premium* |
|
|
Hancock John Income Securities T... |
JHS |
Trustee of the Fund |
2014-02-10 |
923 |
|
0 |
Premium* |
|
|
John Hancock Tax-Advantaged Glob... |
HTY |
|
2012-12-01 |
868 |
|
0 |
Premium* |
|
|
John Hancock Tax-Advantaged Divi... |
HTD |
|
2012-12-01 |
622 |
|
0 |
Premium* |
|
|
John Hancock Preferred Income Fund |
HPI |
Trustee of the Fund |
2014-02-10 |
739 |
|
0 |
Premium* |
|
|
Hancock John Bank & Thrift Oppor... |
BTO |
|
2012-12-01 |
646 |
|
0 |
Premium* |
|
|
John Hancock Hedged Equity & Inc... |
HEQ |
|
2012-12-01 |
729 |
|
0 |
Premium* |
|
|
Virtus Global Multi-Sector Incom... |
VGI |
Director |
2017-07-17 |
0 |
|
0 |
Premium* |
|
|
Virtus Global Dividend & Income ... |
ZTR |
Director |
2017-01-11 |
3,000 |
2017-01-11 |
0 |
Premium* |
|
|
Virtus Total Return Fund Inc |
ZF |
Director |
2017-07-17 |
0 |
2017-07-17 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
81 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| SF |
Stifel Financial Corp |
Director |
– • – |
2021-05-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
22,154 |
24,996 |
0 |
- |
|
| SF |
Stifel Financial Corp |
Director |
– • – |
2021-06-02 |
4 |
S |
$68.64 |
$1,372,800 |
D/D |
(20,000) |
4,996 |
0 |
- |
|
| VGI |
Virtus Global Multi-Secto... |
Director |
– • – |
2013-05-13 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
|
- |
|
| VGI |
Virtus Global Multi-Secto... |
Director |
– • – |
2017-07-17 |
4 |
S |
$16.81 |
$26,661 |
D/D |
(1,586) |
0 |
0 |
- |
|
| ZF |
Virtus Total Return Fund ... |
Director |
– • – |
2017-07-17 |
4 |
S |
$12.06 |
$67,901 |
D/D |
(5,630) |
0 |
0 |
- |
|
| ZTR |
Virtus Global Dividend & ... |
Director |
– • – |
2017-01-11 |
4 |
B |
$11.26 |
$33,780 |
D/D |
3,000 |
3,000 |
2.39 |
- |
|
81 Records found
|
|
Page 4 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
