| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 10 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-11 |
4 |
S |
$5.25 |
$59,074 |
I/I |
(11,252) |
7,213,898 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
I/I |
(17,560) |
7,196,338 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
D/D |
(17,560) |
14,306,545 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-13 |
4 |
S |
$5.25 |
$255,950 |
I/I |
(48,700) |
1,099,281 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-14 |
4 |
S |
$5.26 |
$565,460 |
I/I |
(107,600) |
1,045,481 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-15 |
4 |
S |
$5.26 |
$240,003 |
I/I |
(45,661) |
1,022,651 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-02-22 |
4 |
S |
$8.63 |
$79,404 |
I/I |
(9,200) |
2,308,490 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-05 |
4 |
S |
$5.30 |
$8,803 |
I/I |
(1,661) |
1,021,821 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-08 |
4 |
S |
$5.30 |
$130,520 |
I/I |
(24,620) |
1,009,511 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-09 |
4 |
S |
$5.31 |
$81,716 |
I/I |
(15,401) |
1,001,811 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-10 |
4 |
S |
$5.30 |
$454,596 |
I/I |
(85,700) |
958,961 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-04-29 |
4 |
S |
$8.62 |
$1,724 |
I/I |
(200) |
2,308,290 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-04-30 |
4 |
S |
$8.64 |
$26,068 |
I/I |
(3,018) |
2,305,272 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-01 |
4 |
S |
$8.64 |
$57,014 |
I/I |
(6,600) |
2,298,672 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-02 |
4 |
S |
$8.63 |
$100,060 |
I/I |
(11,600) |
2,287,072 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-03 |
4 |
S |
$8.65 |
$28,154 |
I/I |
(3,256) |
2,283,816 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-06 |
4 |
S |
$8.62 |
$22,417 |
I/I |
(2,600) |
2,281,216 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-07 |
4 |
S |
$8.62 |
$3,319 |
I/I |
(385) |
2,280,831 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-08 |
4 |
S |
$5.46 |
$1,475,659 |
I/I |
(270,500) |
6,759,997 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-09 |
4 |
S |
$5.45 |
$514,735 |
I/I |
(94,400) |
6,665,597 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-09 |
4 |
S |
$8.50 |
$26,790 |
I/I |
(3,150) |
2,277,681 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-10 |
4 |
S |
$8.52 |
$64,751 |
I/I |
(7,600) |
2,270,081 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-10 |
4 |
S |
$5.49 |
$533,298 |
I/I |
(97,200) |
6,568,397 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-13 |
4 |
S |
$5.48 |
$287,779 |
I/I |
(52,500) |
6,515,897 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-14 |
4 |
S |
$5.49 |
$358,778 |
I/I |
(65,300) |
6,450,597 |
0 |
- |
|
458 Records found
|
|
Page 10 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
