| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 10 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-15 |
4 |
S |
$8.50 |
$22,695 |
I/I |
(2,670) |
2,664,470 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-14 |
4 |
S |
$8.50 |
$2,576 |
I/I |
(303) |
2,667,140 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-11 |
4 |
S |
$8.50 |
$7,973 |
I/I |
(938) |
2,667,443 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-31 |
4 |
S |
$9.00 |
$13,752 |
I/I |
(1,528) |
2,668,381 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-24 |
4 |
S |
$9.00 |
$6,309 |
I/I |
(701) |
2,669,909 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-23 |
4 |
S |
$9.00 |
$5,706 |
I/I |
(634) |
2,670,610 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-20 |
4 |
S |
$9.01 |
$56,517 |
I/I |
(6,275) |
2,671,244 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
Director |
– • – |
2015-02-10 |
4 |
B |
$6.95 |
$4,567,690 |
D/D |
650,000 |
2,675,834 |
2.39 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,685,502 |
|
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
4 |
B |
$7.45 |
$101,111 |
D/D |
13,572 |
2,699,074 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-29 |
4 |
B |
$7.67 |
$313,900 |
D/D |
40,915 |
2,739,989 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-01 |
4 |
B |
$7.58 |
$297,694 |
D/D |
39,284 |
2,779,273 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-02 |
4 |
B |
$7.54 |
$296,084 |
D/D |
39,284 |
2,818,557 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-03 |
4 |
B |
$7.52 |
$147,698 |
D/D |
19,642 |
2,838,199 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-04 |
4 |
B |
$7.68 |
$224,843 |
D/D |
29,284 |
2,867,483 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-05 |
4 |
B |
$7.68 |
$224,930 |
D/D |
29,284 |
2,896,767 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-08 |
4 |
B |
$7.48 |
$267,941 |
D/D |
35,845 |
2,932,612 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-09 |
4 |
B |
$7.37 |
$264,070 |
D/D |
35,845 |
2,968,457 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
Director |
– • – |
2015-02-11 |
4 |
B |
$6.80 |
$3,221,806 |
D/D |
471,851 |
3,147,685 |
2.39 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2021-03-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,342,500 |
|
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-05-11 |
4 |
B |
$15.80 |
$334,776 |
D/D |
21,183 |
3,363,683 |
3.23 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-01-03 |
4 |
A |
$15.57 |
$799,987 |
D/D |
51,380 |
3,415,063 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-10 |
4 |
S |
$5.47 |
$201,587 |
I/I |
(36,837) |
3,500,000 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-11 |
4 |
B |
$10.02 |
$873,293 |
D/D |
87,155 |
3,502,218 |
3.23 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-09 |
4 |
S |
$5.48 |
$336,244 |
I/I |
(61,336) |
3,536,837 |
0 |
% |
|
458 Records found
|
|
Page 10 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
