| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 10 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-03-06 |
4 |
B |
$9.57 |
$191,542 |
D/D |
20,000 |
1,854,169 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-06-20 |
4 |
B |
$9.92 |
$198,800 |
D/D |
20,000 |
1,957,647 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-02 |
4 |
B |
$13.46 |
$270,391 |
D/D |
20,000 |
151,877 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-12-13 |
4 |
B |
$8.98 |
$179,600 |
D/D |
20,000 |
2,001,226 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-19 |
4 |
B |
$14.10 |
$282,200 |
D/D |
20,000 |
225,616 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-22 |
4 |
S |
$8.80 |
$176,000 |
I/I |
(20,000) |
2,530,711 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-28 |
4 |
S |
$8.69 |
$173,720 |
I/I |
(20,000) |
2,486,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-31 |
4 |
S |
$8.67 |
$173,324 |
I/I |
(20,000) |
2,451,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-28 |
4 |
B |
$14.10 |
$291,393 |
I/I |
20,571 |
49,071 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-09-26 |
4 |
B |
$13.70 |
$283,654 |
D/D |
20,650 |
116,302 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-12 |
4 |
B |
$10.02 |
$209,729 |
D/D |
20,870 |
1,461,690 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-09-16 |
4 |
S |
$5.26 |
$110,084 |
I/I |
(20,925) |
5,563,640 |
0 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-05-11 |
4 |
B |
$15.80 |
$334,776 |
D/D |
21,183 |
3,363,683 |
3.23 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-09 |
4 |
B |
$12.30 |
$270,844 |
D/D |
22,000 |
1,502,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-23 |
4 |
S |
$5.50 |
$124,900 |
I/I |
(22,700) |
3,965,412 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-18 |
4 |
S |
$5.45 |
$124,877 |
I/I |
(22,917) |
5,921,158 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-15 |
4 |
B |
$14.25 |
$330,704 |
D/D |
23,110 |
23,210 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-28 |
4 |
S |
$5.41 |
$125,563 |
I/I |
(23,200) |
5,716,243 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-06-04 |
4 |
S |
$5.00 |
$116,130 |
I/I |
(23,226) |
7,752,504 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-21 |
4 |
S |
$5.00 |
$119,340 |
I/I |
(23,868) |
7,937,853 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-08 |
4 |
S |
$5.30 |
$130,520 |
I/I |
(24,620) |
1,009,511 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2010-01-27 |
4 |
B |
$11.20 |
$280,000 |
D/D |
25,000 |
1,361,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-19 |
4 |
B |
$12.41 |
$310,250 |
D/D |
25,000 |
602,689 |
2.81 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-10 |
4/A |
B |
$12.89 |
$322,250 |
I/I |
25,000 |
55,000 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-10 |
4 |
A |
$12.89 |
$322,250 |
I/I |
25,000 |
55,000 |
0 |
- |
|
458 Records found
|
|
Page 10 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
