| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$246,604,227 |
|
|
|
Indirect Value
|
$64,546,536 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$311,150,763 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 11 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-16 |
4 |
B |
$14.35 |
$187,100 |
D/D |
13,000 |
36,210 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-10 |
4 |
B |
$10.51 |
$189,450 |
D/D |
18,000 |
1,405,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-17 |
4 |
S |
$5.44 |
$190,057 |
I/I |
(34,917) |
5,944,075 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-03-06 |
4 |
B |
$9.57 |
$191,542 |
D/D |
20,000 |
1,854,169 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-12 |
4/A |
S |
$5.61 |
$191,868 |
D/D |
(34,201) |
12,081,639 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-12 |
4 |
S |
$5.61 |
$191,868 |
D/D |
(34,201) |
12,131,639 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-06 |
4 |
S |
$6.46 |
$192,991 |
D/D |
(29,872) |
22,892,607 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-02-26 |
4 |
S |
$6.16 |
$194,027 |
D/D |
(31,500) |
15,718,199 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-02 |
4 |
S |
$5.60 |
$197,247 |
D/D |
(35,200) |
16,413,872 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-06-20 |
4 |
B |
$9.92 |
$198,800 |
D/D |
20,000 |
1,957,647 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
I/I |
(39,619) |
7,298,733 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
D/D |
(39,619) |
14,408,940 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-10 |
4 |
S |
$5.47 |
$201,587 |
I/I |
(36,837) |
3,500,000 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-03 |
4 |
B |
$13.55 |
$203,175 |
D/D |
15,000 |
166,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-04 |
4 |
B |
$13.59 |
$203,837 |
D/D |
15,000 |
181,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-09-27 |
4 |
B |
$13.61 |
$204,148 |
D/D |
15,000 |
131,302 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-12 |
4 |
B |
$10.02 |
$209,729 |
D/D |
20,870 |
1,461,690 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-03-04 |
4 |
B |
$11.00 |
$220,000 |
D/D |
20,000 |
1,381,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-02-13 |
4 |
B |
$8.67 |
$220,822 |
I/I |
25,475 |
25,475 |
1.5 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-09 |
4 |
S |
$7.50 |
$223,011 |
D/D |
(29,732) |
16,651,231 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-17 |
4 |
S |
$5.49 |
$223,227 |
D/D |
(40,674) |
16,082,197 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-04 |
4 |
B |
$7.68 |
$224,843 |
D/D |
29,284 |
2,867,483 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-05 |
4 |
B |
$7.68 |
$224,930 |
D/D |
29,284 |
2,896,767 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-12 |
4 |
S |
$5.25 |
$225,311 |
I/I |
(42,900) |
4,657,258 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-02-16 |
4 |
B |
$9.04 |
$226,266 |
I/I |
25,035 |
139,367 |
1.5 |
- |
|
458 Records found
|
|
Page 11 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
