| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 11 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-12 |
4 |
B |
$10.39 |
$831,200 |
D/D |
80,000 |
3,582,218 |
3.23 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-08 |
4 |
S |
$5.48 |
$421,614 |
I/I |
(77,000) |
3,598,173 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-15 |
4 |
B |
$10.45 |
$536,179 |
D/D |
51,309 |
3,633,527 |
3.23 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-07 |
4 |
S |
$5.45 |
$393,032 |
I/I |
(72,063) |
3,679,673 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-01-24 |
4 |
A |
$11.70 |
$1,299,999 |
D/D |
111,111 |
3,744,638 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-06 |
4 |
S |
$5.46 |
$271,430 |
I/I |
(49,696) |
3,751,736 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-06-05 |
4 |
B |
$12.09 |
$378,840 |
D/D |
31,335 |
3,775,973 |
3.23 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-03 |
4 |
S |
$5.46 |
$380,485 |
I/I |
(69,700) |
3,801,432 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-06-06 |
4 |
B |
$11.98 |
$329,450 |
D/D |
27,500 |
3,803,473 |
3.23 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-02 |
4 |
S |
$5.46 |
$514,967 |
I/I |
(94,280) |
3,871,132 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-23 |
4 |
S |
$5.50 |
$124,900 |
I/I |
(22,700) |
3,965,412 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-12 |
4 |
B |
$8.47 |
$8,469,400 |
D/D |
1,000,000 |
3,968,465 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-20 |
4 |
S |
$5.47 |
$896,052 |
I/I |
(163,800) |
3,988,112 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-18 |
4 |
B |
$8.49 |
$304,534 |
D/D |
35,879 |
4,004,344 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-19 |
4 |
B |
$8.52 |
$305,635 |
D/D |
35,879 |
4,040,223 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-22 |
4 |
B |
$8.50 |
$98,592 |
D/D |
11,599 |
4,051,822 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-18 |
4 |
S |
$5.46 |
$738,305 |
I/I |
(135,300) |
4,151,912 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-17 |
4 |
S |
$5.40 |
$1,474,449 |
I/I |
(273,041) |
4,287,212 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-24 |
4 |
B |
$8.67 |
$3,468,850 |
D/D |
400,098 |
4,451,920 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-16 |
4 |
S |
$5.33 |
$516,687 |
I/I |
(97,005) |
4,560,253 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-13 |
4 |
S |
$5.27 |
$23,734 |
I/I |
(4,500) |
4,652,758 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-12 |
4 |
S |
$5.25 |
$225,311 |
I/I |
(42,900) |
4,657,258 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-02 |
4 |
S |
$5.30 |
$3,180 |
I/I |
(600) |
4,700,158 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-21 |
4 |
S |
$5.25 |
$845,395 |
I/I |
(161,000) |
4,700,758 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-20 |
4 |
S |
$5.26 |
$1,141,989 |
I/I |
(217,199) |
4,861,758 |
0 |
- |
|
458 Records found
|
|
Page 11 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
