| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 12 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-01 |
4 |
S |
$5.61 |
$228,514 |
D/D |
(40,753) |
16,449,072 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-19 |
4 |
S |
$5.40 |
$229,613 |
I/I |
(42,491) |
5,878,667 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-21 |
4 |
B |
$11.62 |
$232,400 |
D/D |
20,000 |
1,569,390 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-20 |
4 |
B |
$14.10 |
$232,770 |
D/D |
16,500 |
242,116 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-30 |
4 |
S |
$5.00 |
$235,500 |
I/I |
(47,100) |
7,775,730 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-12 |
4 |
S |
$5.26 |
$238,778 |
I/I |
(45,402) |
5,516,116 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-19 |
4 |
B |
$7.00 |
$238,843 |
D/D |
33,834 |
1,208,273 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-15 |
4 |
S |
$5.26 |
$240,003 |
I/I |
(45,661) |
1,022,651 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-04 |
4 |
S |
$5.60 |
$242,079 |
D/D |
(43,203) |
16,360,790 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-23 |
4 |
B |
$7.00 |
$245,000 |
D/D |
35,000 |
1,243,273 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-16 |
4 |
B |
$12.25 |
$246,000 |
D/D |
20,000 |
1,522,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-17 |
4 |
S |
$5.20 |
$255,088 |
D/D |
(49,046) |
17,486,309 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-13 |
4 |
S |
$5.25 |
$255,950 |
I/I |
(48,700) |
1,099,281 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-21 |
4 |
S |
$6.70 |
$256,062 |
D/D |
(38,200) |
21,292,165 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-12-13 |
4 |
S |
$7.55 |
$257,489 |
D/D |
(34,100) |
16,191,543 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-13 |
4/A |
S |
$5.56 |
$259,001 |
D/D |
(46,583) |
12,035,056 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-13 |
4 |
S |
$5.56 |
$259,001 |
D/D |
(46,583) |
12,085,056 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-27 |
4 |
B |
$14.00 |
$260,445 |
I/I |
18,500 |
28,500 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-26 |
4 |
S |
$5.40 |
$261,457 |
I/I |
(48,400) |
5,743,148 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-09 |
4 |
B |
$7.37 |
$264,070 |
D/D |
35,845 |
2,968,457 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-08 |
4 |
B |
$7.48 |
$267,941 |
D/D |
35,845 |
2,932,612 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-02 |
4 |
B |
$13.46 |
$270,391 |
D/D |
20,000 |
151,877 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-09 |
4 |
B |
$12.30 |
$270,844 |
D/D |
22,000 |
1,502,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-06 |
4 |
S |
$5.46 |
$271,430 |
I/I |
(49,696) |
3,751,736 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-16 |
4 |
S |
$5.52 |
$275,860 |
D/D |
(50,000) |
16,122,871 |
0 |
% |
|
458 Records found
|
|
Page 12 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
