| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 12 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-12-13 |
4 |
S |
$7.55 |
$257,489 |
D/D |
(34,100) |
16,191,543 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-12 |
4 |
S |
$5.61 |
$191,868 |
D/D |
(34,201) |
12,131,639 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-12 |
4/A |
S |
$5.61 |
$191,868 |
D/D |
(34,201) |
12,081,639 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-09-02 |
4 |
B |
$8.91 |
$307,642 |
I/I |
34,530 |
439,258 |
1.5 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-08 |
4 |
S |
$5.25 |
$181,654 |
D/D |
(34,583) |
14,335,357 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-08 |
4 |
S |
$5.25 |
$181,654 |
I/I |
(34,583) |
7,225,150 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-17 |
4 |
S |
$5.44 |
$190,057 |
I/I |
(34,917) |
5,944,075 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-23 |
4 |
B |
$7.00 |
$245,000 |
D/D |
35,000 |
1,243,273 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-28 |
4 |
B |
$14.16 |
$496,341 |
D/D |
35,000 |
291,382 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-08-14 |
4 |
B |
$10.00 |
$352,484 |
D/D |
35,200 |
1,021,689 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-02 |
4 |
S |
$5.60 |
$197,247 |
D/D |
(35,200) |
16,413,872 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-11 |
4 |
B |
$8.00 |
$284,417 |
D/D |
35,221 |
1,278,494 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-08 |
4 |
B |
$7.48 |
$267,941 |
D/D |
35,845 |
2,932,612 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-09 |
4 |
B |
$7.37 |
$264,070 |
D/D |
35,845 |
2,968,457 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-18 |
4 |
B |
$8.49 |
$304,534 |
D/D |
35,879 |
4,004,344 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-19 |
4 |
B |
$8.52 |
$305,635 |
D/D |
35,879 |
4,040,223 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-08-09 |
4 |
B |
$13.70 |
$508,701 |
D/D |
36,730 |
95,652 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-01-10 |
4 |
S |
$5.47 |
$201,587 |
I/I |
(36,837) |
3,500,000 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-21 |
4 |
S |
$6.70 |
$256,062 |
D/D |
(38,200) |
21,292,165 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-09-06 |
4 |
B |
$8.89 |
$340,599 |
I/I |
38,313 |
477,571 |
1.5 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-09-07 |
4 |
B |
$8.92 |
$341,687 |
I/I |
38,313 |
515,884 |
1.5 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-01 |
4 |
B |
$7.58 |
$297,694 |
D/D |
39,284 |
2,779,273 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-02 |
4 |
B |
$7.54 |
$296,084 |
D/D |
39,284 |
2,818,557 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
I/I |
(39,619) |
7,298,733 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
D/D |
(39,619) |
14,408,940 |
0 |
- |
|
458 Records found
|
|
Page 12 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
