| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$246,604,227 |
|
|
|
Indirect Value
|
$64,546,536 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$311,150,763 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 14 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-25 |
4 |
S |
$8.63 |
$26,437 |
I/I |
(3,065) |
2,386,675 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-10-01 |
4 |
S |
$8.63 |
$42,633 |
I/I |
(4,940) |
2,366,375 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-10-03 |
4 |
S |
$8.63 |
$60,408 |
I/I |
(7,000) |
2,353,175 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-02-22 |
4 |
S |
$8.63 |
$79,404 |
I/I |
(9,200) |
2,308,490 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-02 |
4 |
S |
$8.63 |
$100,060 |
I/I |
(11,600) |
2,287,072 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-04 |
4 |
S |
$8.64 |
$82,048 |
I/I |
(9,500) |
2,441,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-24 |
4 |
S |
$8.64 |
$36,921 |
I/I |
(4,272) |
2,389,740 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-28 |
4 |
S |
$8.64 |
$69,663 |
I/I |
(8,060) |
2,371,315 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-04-30 |
4 |
S |
$8.64 |
$26,068 |
I/I |
(3,018) |
2,305,272 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-01 |
4 |
S |
$8.64 |
$57,014 |
I/I |
(6,600) |
2,298,672 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-21 |
4 |
S |
$8.65 |
$94,007 |
I/I |
(10,863) |
2,394,012 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-26 |
4 |
S |
$8.65 |
$61,422 |
I/I |
(7,100) |
2,379,575 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-03 |
4 |
S |
$8.65 |
$28,154 |
I/I |
(3,256) |
2,283,816 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-24 |
4 |
B |
$8.67 |
$3,468,850 |
D/D |
400,098 |
4,451,920 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-02-13 |
4 |
B |
$8.67 |
$220,822 |
I/I |
25,475 |
25,475 |
1.5 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-31 |
4 |
S |
$8.67 |
$173,324 |
I/I |
(20,000) |
2,451,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-29 |
4 |
S |
$8.68 |
$87,632 |
I/I |
(10,100) |
2,476,711 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-28 |
4 |
S |
$8.69 |
$173,720 |
I/I |
(20,000) |
2,486,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-30 |
4 |
S |
$8.69 |
$46,914 |
I/I |
(5,400) |
2,471,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-27 |
4 |
S |
$8.71 |
$82,766 |
I/I |
(9,500) |
2,506,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$8.72 |
$69,744 |
I/I |
(8,000) |
2,516,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-16 |
4 |
S |
$8.74 |
$131,172 |
I/I |
(15,000) |
2,569,961 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$8.74 |
$55,909 |
I/I |
(6,400) |
2,524,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-17 |
4 |
S |
$8.75 |
$50,310 |
I/I |
(5,750) |
2,564,211 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-20 |
4 |
S |
$8.75 |
$49,003 |
I/I |
(5,600) |
2,558,611 |
0 |
- |
|
458 Records found
|
|
Page 14 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
