| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 16 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-02-24 |
4 |
S |
$6.15 |
$614,710 |
D/D |
(100,000) |
15,754,799 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-02-25 |
4 |
S |
$6.20 |
$31,628 |
D/D |
(5,100) |
15,749,699 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-02-26 |
4 |
S |
$6.16 |
$194,027 |
D/D |
(31,500) |
15,718,199 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-01 |
4 |
S |
$6.21 |
$395,768 |
D/D |
(63,779) |
15,654,420 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-02 |
4 |
S |
$6.24 |
$506,822 |
D/D |
(81,202) |
15,573,218 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-03 |
4 |
S |
$6.25 |
$93,682 |
D/D |
(14,985) |
15,558,233 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-04 |
4 |
S |
$6.25 |
$11,250 |
D/D |
(1,800) |
1,556,433 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-09 |
4 |
S |
$6.26 |
$116,343 |
D/D |
(18,597) |
15,537,836 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-10 |
4 |
S |
$6.26 |
$421,791 |
D/D |
(67,411) |
15,470,425 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-11 |
4 |
S |
$6.26 |
$626,080 |
D/D |
(100,000) |
15,370,425 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-12 |
4 |
S |
$6.26 |
$626,150 |
D/D |
(100,000) |
15,270,425 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-15 |
4 |
S |
$6.29 |
$628,810 |
D/D |
(100,000) |
15,170,425 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-16 |
4 |
S |
$6.30 |
$485,769 |
D/D |
(77,050) |
15,093,375 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-18 |
4 |
S |
$6.25 |
$625 |
D/D |
(100) |
15,093,275 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-19 |
4 |
A |
$6.16 |
$49,514,678 |
D/D |
8,038,097 |
23,131,372 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2021-03-19 |
4 |
D |
$8.51 |
$51,158,631 |
D/D |
(6,011,590) |
0 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-19 |
4 |
A |
$6.16 |
$1,971,336 |
I/I |
320,022 |
1,332,773 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-19 |
4 |
S |
$6.25 |
$27,460 |
D/D |
(4,393) |
23,126,979 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2021-03-19 |
4 |
D |
$8.51 |
$2,129,330 |
I/I |
(250,215) |
0 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-22 |
4 |
S |
$6.25 |
$28,126 |
D/D |
(4,500) |
23,122,479 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2021-03-23 |
4 |
B |
$19.00 |
$19,000 |
I/I |
1,000 |
1,000 |
0.01 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-06 |
4 |
S |
$6.46 |
$192,991 |
D/D |
(29,872) |
22,892,607 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-07 |
4 |
S |
$6.48 |
$647,820 |
D/D |
(100,000) |
22,792,607 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-09 |
4 |
S |
$6.61 |
$1,139,086 |
D/D |
(172,312) |
22,620,295 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-12 |
4 |
S |
$6.61 |
$1,321,160 |
D/D |
(200,000) |
22,420,295 |
0 |
% |
|
458 Records found
|
|
Page 16 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
