| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 16 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-27 |
4 |
B |
$14.00 |
$260,445 |
I/I |
18,500 |
28,500 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-28 |
4 |
B |
$14.10 |
$291,393 |
I/I |
20,571 |
49,071 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-28 |
4 |
B |
$14.16 |
$496,341 |
D/D |
35,000 |
291,382 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-03-20 |
4 |
B |
$14.30 |
$1,230,890 |
D/D |
85,870 |
377,252 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-14 |
4 |
B |
$12.91 |
$1,999,991 |
D/D |
154,918 |
532,170 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-15 |
4 |
B |
$12.17 |
$6,316 |
D/D |
519 |
532,689 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-15 |
4/A |
B |
$12.17 |
$6,316 |
D/D |
519 |
377,771 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-18 |
4 |
B |
$12.42 |
$560,604 |
D/D |
45,000 |
577,689 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-18 |
4/A |
B |
$12.42 |
$560,604 |
D/D |
45,000 |
422,771 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-19 |
4/A |
B |
$12.41 |
$2,310,241 |
D/D |
179,918 |
602,689 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-19 |
4 |
B |
$12.41 |
$310,250 |
D/D |
25,000 |
602,689 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-09-09 |
4 |
B |
$12.11 |
$388,944 |
D/D |
32,049 |
634,738 |
2.81 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-01-04 |
4 |
D |
$0.00 |
$0 |
D/D |
(8,038,217) |
32,152,868 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-01-04 |
4 |
A |
$0.00 |
$0 |
I/I |
7,398,034 |
762,023 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-01-04 |
4 |
A |
$0.00 |
$0 |
D/D |
640,183 |
640,216 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-16 |
4 |
OE |
$0.00 |
$0 |
I/I |
2,078,337 |
8,714,348 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-16 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,078,337) |
30,074,531 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-17 |
4 |
OE |
$0.00 |
$0 |
D/D |
432,519 |
1,072,735 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-17 |
4 |
D |
$3.95 |
$572,588 |
D/D |
(144,959) |
927,776 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-26 |
4 |
OE |
$0.00 |
$0 |
D/D |
243,979 |
1,171,755 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-26 |
4 |
D |
$4.00 |
$409,400 |
D/D |
(102,350) |
1,069,405 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-06-12 |
4/A |
B |
$13.12 |
$1,312 |
D/D |
100 |
1,041,389 |
2.73 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-06-17 |
4 |
B |
$14.12 |
$2,118,000 |
D/D |
150,000 |
886,689 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-08-12 |
4 |
B |
$9.76 |
$500,886 |
D/D |
50,200 |
936,889 |
2.74 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-08-13 |
4 |
B |
$9.65 |
$493,751 |
D/D |
49,600 |
986,489 |
2.74 |
- |
|
458 Records found
|
|
Page 16 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
