| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 16 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-20 |
4 |
S |
$6.70 |
$670,070 |
D/D |
(100,000) |
22,045,495 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-23 |
4 |
S |
$6.68 |
$668,210 |
D/D |
(100,000) |
21,918,547 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-26 |
4 |
S |
$6.69 |
$668,600 |
D/D |
(100,000) |
21,818,547 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-28 |
4 |
S |
$6.75 |
$675,050 |
D/D |
(100,000) |
21,524,417 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-05 |
4 |
S |
$6.72 |
$672,220 |
D/D |
(100,000) |
21,330,365 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-28 |
4 |
S |
$6.72 |
$671,610 |
D/D |
(100,000) |
21,095,331 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-06-01 |
4 |
S |
$6.78 |
$677,570 |
D/D |
(100,000) |
20,995,331 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-08 |
4 |
S |
$7.51 |
$750,890 |
D/D |
(100,000) |
16,680,963 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-16 |
4 |
S |
$5.68 |
$573,337 |
I/I |
(101,000) |
6,288,161 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-29 |
4 |
B |
$4.71 |
$480,420 |
D/D |
102,000 |
15,614,816 |
2.45 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-26 |
4 |
D |
$4.00 |
$409,400 |
D/D |
(102,350) |
1,069,405 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-19 |
4 |
S |
$5.27 |
$551,266 |
I/I |
(104,700) |
5,078,957 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-13 |
4 |
S |
$5.25 |
$550,845 |
I/I |
(104,859) |
5,411,257 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-14 |
4 |
S |
$5.26 |
$565,460 |
I/I |
(107,600) |
1,045,481 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-18 |
4 |
S |
$5.25 |
$567,013 |
D/D |
(108,054) |
17,378,255 |
0 |
% |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-01-24 |
4 |
A |
$11.70 |
$1,299,999 |
D/D |
111,111 |
3,744,638 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-16 |
4 |
S |
$6.62 |
$794,400 |
D/D |
(120,000) |
22,245,495 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-16 |
4 |
S |
$5.23 |
$662,811 |
D/D |
(126,701) |
17,535,355 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-18 |
4 |
S |
$5.46 |
$738,305 |
I/I |
(135,300) |
4,151,912 |
0 |
- |
|
| FSAM |
Fifth Street Asset Manage... |
CEO |
• • • |
2017-10-17 |
4 |
D |
$3.95 |
$572,588 |
D/D |
(144,959) |
927,776 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• – – |
2008-06-17 |
4 |
B |
$14.12 |
$2,118,000 |
D/D |
150,000 |
886,689 |
2.74 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-14 |
4 |
B |
$12.91 |
$1,999,991 |
D/D |
154,918 |
532,170 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-20 |
4 |
S |
$5.34 |
$842,014 |
D/D |
(157,648) |
17,220,607 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-21 |
4 |
S |
$5.25 |
$845,395 |
I/I |
(161,000) |
4,700,758 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-20 |
4 |
S |
$5.47 |
$896,052 |
I/I |
(163,800) |
3,988,112 |
0 |
- |
|
458 Records found
|
|
Page 16 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
