| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-11 |
4 |
B |
$8.00 |
$284,417 |
D/D |
35,221 |
1,278,494 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-12 |
4 |
B |
$7.88 |
$121,548 |
D/D |
15,378 |
1,293,872 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-09-22 |
4 |
B |
$10.50 |
$185,893 |
D/D |
17,685 |
1,311,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-09-23 |
4 |
B |
$10.70 |
$53,500 |
D/D |
5,000 |
1,316,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-12-14 |
4 |
B |
$10.13 |
$101,300 |
D/D |
10,000 |
1,326,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-12-15 |
4 |
B |
$10.25 |
$102,500 |
D/D |
10,000 |
1,336,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2010-01-27 |
4 |
B |
$11.20 |
$280,000 |
D/D |
25,000 |
1,361,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-03-04 |
4 |
B |
$11.00 |
$220,000 |
D/D |
20,000 |
1,381,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-06-16 |
4 |
B |
$11.50 |
$115,049 |
D/D |
10,000 |
1,391,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-10 |
4 |
B |
$10.51 |
$189,450 |
D/D |
18,000 |
1,405,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-11 |
4 |
B |
$10.15 |
$320,551 |
D/D |
31,263 |
1,440,820 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-12 |
4 |
B |
$10.02 |
$209,729 |
D/D |
20,870 |
1,461,690 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-09 |
4 |
B |
$12.30 |
$270,844 |
D/D |
22,000 |
1,502,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-16 |
4 |
B |
$12.25 |
$246,000 |
D/D |
20,000 |
1,522,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-17 |
4 |
B |
$12.03 |
$120,439 |
D/D |
10,000 |
1,532,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-14 |
4 |
B |
$11.65 |
$116,745 |
D/D |
10,000 |
1,549,390 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-21 |
4 |
B |
$11.51 |
$115,100 |
D/D |
10,000 |
1,579,390 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-21 |
4 |
B |
$11.62 |
$232,400 |
D/D |
20,000 |
1,569,390 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-08-08 |
4 |
B |
$8.55 |
$1,930,323 |
D/D |
216,301 |
1,810,842 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-08-09 |
4 |
B |
$8.40 |
$84,000 |
D/D |
10,000 |
1,820,842 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-12-06 |
4 |
B |
$9.99 |
$149,878 |
I/I |
15,000 |
35,000 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-12-06 |
4 |
B |
$10.00 |
$49,999 |
D/D |
5,000 |
1,834,169 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-03-06 |
4 |
B |
$9.57 |
$191,542 |
D/D |
20,000 |
1,854,169 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-03-06 |
4 |
B |
$9.57 |
$95,703 |
I/I |
10,000 |
45,000 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-05-24 |
4 |
B |
$9.29 |
$92,900 |
I/I |
10,000 |
55,000 |
2.66 |
- |
|
458 Records found
|
|
Page 2 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
