| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-05-29 |
4 |
B |
$10.36 |
$155,438 |
I/I |
15,000 |
80,000 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-05-29 |
4 |
B |
$10.37 |
$103,700 |
D/D |
10,000 |
1,909,771 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-06-20 |
4 |
B |
$9.92 |
$198,800 |
D/D |
20,000 |
1,957,647 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive OfficerOfficer |
• • – |
2013-07-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-15 |
4 |
B |
$14.25 |
$330,704 |
D/D |
23,110 |
23,210 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-16 |
4 |
B |
$14.35 |
$187,100 |
D/D |
13,000 |
36,210 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-16 |
4 |
B |
$14.44 |
$144,400 |
I/I |
10,000 |
10,000 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-17 |
4 |
B |
$14.35 |
$143,500 |
D/D |
10,000 |
46,210 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-08-08 |
4 |
B |
$13.55 |
$172,460 |
D/D |
12,712 |
58,922 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-08-09 |
4 |
B |
$13.70 |
$508,701 |
D/D |
36,730 |
95,652 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-09-26 |
4 |
B |
$13.70 |
$283,654 |
D/D |
20,650 |
116,302 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-09-27 |
4 |
B |
$13.61 |
$204,148 |
D/D |
15,000 |
131,302 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-11-29 |
4 |
B |
$13.31 |
$7,653 |
D/D |
575 |
131,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-02 |
4 |
B |
$13.46 |
$270,391 |
D/D |
20,000 |
151,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-03 |
4 |
B |
$13.55 |
$203,175 |
D/D |
15,000 |
166,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-04 |
4 |
B |
$13.59 |
$203,837 |
D/D |
15,000 |
181,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-10 |
4 |
B |
$13.47 |
$185,117 |
D/D |
13,739 |
195,616 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-12-13 |
4 |
B |
$8.98 |
$179,600 |
D/D |
20,000 |
2,001,226 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-18 |
4 |
B |
$14.09 |
$140,994 |
D/D |
10,000 |
205,616 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-19 |
4 |
B |
$14.10 |
$282,200 |
D/D |
20,000 |
225,616 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-20 |
4 |
B |
$14.10 |
$232,770 |
D/D |
16,500 |
242,116 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-21 |
4 |
B |
$14.10 |
$1,636 |
D/D |
116 |
242,232 |
2.73 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-24 |
4 |
B |
$14.00 |
$58,140 |
D/D |
4,150 |
246,382 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-25 |
4 |
B |
$14.00 |
$140,000 |
D/D |
10,000 |
256,382 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-27 |
4 |
B |
$14.00 |
$260,445 |
I/I |
18,500 |
28,500 |
2.66 |
- |
|
458 Records found
|
|
Page 3 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
