| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-24 |
4 |
S |
$9.00 |
$6,309 |
I/I |
(701) |
2,669,909 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-15 |
4/A |
B |
$12.17 |
$6,316 |
D/D |
519 |
377,771 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-08-15 |
4 |
B |
$12.17 |
$6,316 |
D/D |
519 |
532,689 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-07-09 |
4 |
S |
$5.41 |
$6,487 |
I/I |
(1,200) |
5,584,565 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-11-29 |
4 |
B |
$13.31 |
$7,653 |
D/D |
575 |
131,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-11 |
4 |
S |
$8.50 |
$7,973 |
I/I |
(938) |
2,667,443 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-11-25 |
4 |
S |
$8.25 |
$8,250 |
I/I |
(1,000) |
1,996,613 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-05 |
4 |
S |
$5.30 |
$8,803 |
I/I |
(1,661) |
1,021,821 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-09-17 |
4 |
S |
$5.27 |
$9,480 |
I/I |
(1,800) |
5,561,840 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-12 |
4 |
S |
$8.30 |
$10,790 |
I/I |
(1,300) |
1,969,710 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-24 |
4 |
S |
$6.70 |
$11,035 |
D/D |
(1,647) |
21,290,518 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-27 |
4 |
S |
$8.44 |
$11,048 |
I/I |
(1,309) |
1,353,938 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-04 |
4 |
S |
$6.25 |
$11,250 |
D/D |
(1,800) |
1,556,433 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-11 |
4 |
S |
$7.50 |
$11,250 |
D/D |
(1,500) |
16,601,558 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-23 |
4 |
S |
$9.00 |
$11,394 |
D/D |
(1,266) |
5,084,993 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-01-15 |
4 |
S |
$8.35 |
$11,699 |
I/I |
(1,401) |
1,455,891 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-17 |
4 |
S |
$8.50 |
$12,427 |
I/I |
(1,462) |
2,661,094 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-24 |
4 |
S |
$9.00 |
$12,591 |
D/D |
(1,399) |
5,083,594 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-04 |
4 |
S |
$8.25 |
$13,510 |
I/I |
(1,637) |
1,994,966 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-31 |
4 |
S |
$9.00 |
$13,752 |
I/I |
(1,528) |
2,668,381 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-10 |
4 |
S |
$5.60 |
$14,000 |
D/D |
(2,500) |
16,251,971 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-09 |
4 |
S |
$5.60 |
$14,560 |
D/D |
(2,600) |
16,254,471 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-20 |
4 |
S |
$5.00 |
$14,750 |
D/D |
(2,950) |
14,548,559 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-20 |
4 |
S |
$5.00 |
$14,750 |
I/I |
(2,950) |
7,438,352 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-06 |
4 |
S |
$8.62 |
$14,855 |
I/I |
(1,723) |
2,430,343 |
0 |
- |
|
458 Records found
|
|
Page 3 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
