| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-21 |
4 |
S |
$5.00 |
$500,000 |
D/D |
(100,000) |
14,448,559 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-21 |
4 |
S |
$5.00 |
$500,000 |
I/I |
(100,000) |
7,338,352 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
D/D |
(39,619) |
14,408,940 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
I/I |
(39,619) |
7,298,733 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
D/D |
(11,912) |
14,397,028 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
I/I |
(11,912) |
7,286,821 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-27 |
4 |
S |
$5.06 |
$137,079 |
I/I |
(27,088) |
7,259,733 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-27 |
4 |
S |
$5.06 |
$137,079 |
D/D |
(27,088) |
14,369,940 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-08-11 |
4 |
S |
$5.20 |
$21,320 |
D/D |
(4,100) |
17,662,056 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-17 |
4 |
S |
$5.20 |
$255,088 |
D/D |
(49,046) |
17,486,309 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-16 |
4 |
S |
$5.23 |
$662,811 |
D/D |
(126,701) |
17,535,355 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-08 |
4 |
S |
$5.25 |
$181,654 |
I/I |
(34,583) |
7,225,150 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-08 |
4 |
S |
$5.25 |
$181,654 |
D/D |
(34,583) |
14,335,357 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-11 |
4 |
S |
$5.25 |
$59,074 |
I/I |
(11,252) |
7,213,898 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-11 |
4 |
S |
$5.25 |
$59,074 |
D/D |
(11,252) |
14,324,105 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-13 |
4 |
S |
$5.25 |
$255,950 |
I/I |
(48,700) |
1,099,281 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-09-19 |
4 |
S |
$5.25 |
$1,050 |
I/I |
(200) |
5,561,640 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-09-27 |
4 |
S |
$5.25 |
$200 |
I/I |
(38) |
5,561,602 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-09-30 |
4 |
S |
$5.25 |
$441 |
I/I |
(84) |
5,561,518 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-13 |
4 |
S |
$5.25 |
$550,845 |
I/I |
(104,859) |
5,411,257 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-11-21 |
4 |
S |
$5.25 |
$845,395 |
I/I |
(161,000) |
4,700,758 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-12 |
4 |
S |
$5.25 |
$225,311 |
I/I |
(42,900) |
4,657,258 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-11-18 |
4 |
S |
$5.25 |
$567,013 |
D/D |
(108,054) |
17,378,255 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
I/I |
(17,560) |
7,196,338 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
D/D |
(17,560) |
14,306,545 |
0 |
- |
|
458 Records found
|
|
Page 3 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
