| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 4 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-06 |
4 |
S |
$8.50 |
$15,623 |
I/I |
(1,838) |
2,652,674 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-16 |
4 |
S |
$8.50 |
$16,269 |
I/I |
(1,914) |
2,662,556 |
0 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-05-12 |
4 |
B |
$16.88 |
$16,880 |
I/I |
1,000 |
3,000 |
2.56 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-22 |
4 |
S |
$8.50 |
$17,854 |
I/I |
(2,100) |
2,255,036 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-06-29 |
4 |
S |
$8.50 |
$18,173 |
I/I |
(2,138) |
2,654,512 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-15 |
4 |
S |
$6.60 |
$18,489 |
D/D |
(2,800) |
22,365,495 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-02-17 |
4 |
B |
$6.50 |
$18,749 |
D/D |
2,836 |
1,154,439 |
2.81 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2021-03-23 |
4 |
B |
$19.00 |
$19,000 |
I/I |
1,000 |
1,000 |
0.01 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-19 |
4 |
S |
$8.35 |
$19,862 |
I/I |
(2,378) |
1,369,264 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-27 |
4 |
S |
$5.41 |
$20,028 |
I/I |
(3,705) |
5,739,443 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-31 |
4 |
S |
$8.50 |
$21,029 |
I/I |
(2,474) |
2,635,523 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-08-11 |
4 |
S |
$5.20 |
$21,320 |
D/D |
(4,100) |
17,662,056 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-12 |
4 |
S |
$8.62 |
$21,464 |
I/I |
(2,490) |
2,422,832 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-10-01 |
4 |
S |
$8.26 |
$21,931 |
I/I |
(2,656) |
1,997,673 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-06 |
4 |
S |
$8.62 |
$22,417 |
I/I |
(2,600) |
2,281,216 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-15 |
4 |
S |
$8.50 |
$22,695 |
I/I |
(2,670) |
2,664,470 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-01 |
4 |
S |
$8.50 |
$22,789 |
I/I |
(2,681) |
2,632,842 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-13 |
4 |
S |
$5.27 |
$23,734 |
I/I |
(4,500) |
4,652,758 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2016-12-21 |
4 |
S |
$5.55 |
$25,419 |
D/D |
(4,580) |
12,074,451 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President. |
• • – |
2008-08-22 |
4 |
B |
$10.53 |
$25,420 |
D/D |
2,400 |
1,024,089 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-04-30 |
4 |
S |
$8.64 |
$26,068 |
I/I |
(3,018) |
2,305,272 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-25 |
4 |
S |
$8.63 |
$26,437 |
I/I |
(3,065) |
2,386,675 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-09 |
4 |
S |
$8.50 |
$26,790 |
I/I |
(3,150) |
2,277,681 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-31 |
4 |
S |
$9.00 |
$27,450 |
D/D |
(3,050) |
5,080,544 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-19 |
4 |
S |
$6.25 |
$27,460 |
D/D |
(4,393) |
23,126,979 |
0 |
% |
|
458 Records found
|
|
Page 4 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
