| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 5 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-23 |
4 |
B |
$7.00 |
$245,000 |
D/D |
35,000 |
1,243,273 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-11 |
4 |
B |
$8.00 |
$284,417 |
D/D |
35,221 |
1,278,494 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-12 |
4 |
B |
$7.88 |
$121,548 |
D/D |
15,378 |
1,293,872 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-09-22 |
4 |
B |
$10.50 |
$185,893 |
D/D |
17,685 |
1,311,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-09-23 |
4 |
B |
$10.70 |
$53,500 |
D/D |
5,000 |
1,316,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-12-14 |
4 |
B |
$10.13 |
$101,300 |
D/D |
10,000 |
1,326,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-19 |
4 |
A |
$6.16 |
$1,971,336 |
I/I |
320,022 |
1,332,773 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-12-15 |
4 |
B |
$10.25 |
$102,500 |
D/D |
10,000 |
1,336,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-27 |
4 |
S |
$8.44 |
$11,048 |
I/I |
(1,309) |
1,353,938 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-21 |
4 |
S |
$8.36 |
$34,278 |
I/I |
(4,102) |
1,355,247 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-20 |
4 |
S |
$8.37 |
$82,957 |
I/I |
(9,915) |
1,359,349 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2010-01-27 |
4 |
B |
$11.20 |
$280,000 |
D/D |
25,000 |
1,361,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-19 |
4 |
S |
$8.35 |
$19,862 |
I/I |
(2,378) |
1,369,264 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-18 |
4 |
S |
$8.40 |
$92,202 |
I/I |
(10,970) |
1,371,642 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-03-04 |
4 |
B |
$11.00 |
$220,000 |
D/D |
20,000 |
1,381,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-09-13 |
4 |
B |
$8.52 |
$7,377,195 |
I/I |
865,868 |
1,381,752 |
1.5 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-14 |
4 |
S |
$8.38 |
$59,128 |
I/I |
(7,060) |
1,382,612 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-13 |
4 |
S |
$8.36 |
$61,810 |
I/I |
(7,394) |
1,389,672 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-06-16 |
4 |
B |
$11.50 |
$115,049 |
D/D |
10,000 |
1,391,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-12 |
4 |
S |
$8.36 |
$52,671 |
I/I |
(6,304) |
1,397,066 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-11 |
4 |
S |
$8.37 |
$111,276 |
I/I |
(13,295) |
1,403,370 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-10 |
4 |
B |
$10.51 |
$189,450 |
D/D |
18,000 |
1,405,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-10 |
4 |
S |
$8.37 |
$88,721 |
I/I |
(10,600) |
1,416,665 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-07 |
4 |
S |
$8.35 |
$56,691 |
I/I |
(6,788) |
1,427,265 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-06 |
4 |
S |
$8.35 |
$6,164 |
I/I |
(738) |
1,434,053 |
0 |
% |
|
458 Records found
|
|
Page 5 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
