| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-12-06 |
4 |
B |
$10.00 |
$49,999 |
D/D |
5,000 |
1,834,169 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-17 |
4 |
S |
$8.75 |
$50,310 |
I/I |
(5,750) |
2,564,211 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-01-13 |
4 |
S |
$8.35 |
$50,850 |
I/I |
(6,087) |
1,457,892 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-15 |
4 |
S |
$8.76 |
$51,226 |
I/I |
(5,850) |
2,584,961 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-20 |
4 |
S |
$8.51 |
$51,449 |
I/I |
(6,045) |
2,257,236 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-08-27 |
4 |
B |
$10.47 |
$52,350 |
D/D |
5,000 |
1,859,169 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-08-28 |
4 |
B |
$10.48 |
$52,400 |
D/D |
5,000 |
1,864,169 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-12 |
4 |
S |
$8.36 |
$52,671 |
I/I |
(6,304) |
1,397,066 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-05 |
4 |
S |
$8.36 |
$53,129 |
I/I |
(6,357) |
1,434,791 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-10-02 |
4 |
S |
$8.62 |
$53,461 |
I/I |
(6,200) |
2,360,175 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-09-23 |
4 |
B |
$10.70 |
$53,500 |
D/D |
5,000 |
1,316,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-03 |
4 |
S |
$5.60 |
$55,323 |
D/D |
(9,879) |
16,403,993 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$8.74 |
$55,909 |
I/I |
(6,400) |
2,524,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-20 |
4 |
S |
$9.01 |
$56,517 |
I/I |
(6,275) |
2,671,244 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-07 |
4 |
S |
$8.35 |
$56,691 |
I/I |
(6,788) |
1,427,265 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-01 |
4 |
S |
$8.64 |
$57,014 |
I/I |
(6,600) |
2,298,672 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-17 |
4 |
S |
$8.51 |
$57,850 |
I/I |
(6,800) |
2,263,281 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-24 |
4 |
B |
$14.00 |
$58,140 |
D/D |
4,150 |
246,382 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-11 |
4 |
S |
$5.25 |
$59,074 |
I/I |
(11,252) |
7,213,898 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-11 |
4 |
S |
$5.25 |
$59,074 |
D/D |
(11,252) |
14,324,105 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-14 |
4 |
S |
$8.38 |
$59,128 |
I/I |
(7,060) |
1,382,612 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
D/D |
(11,912) |
14,397,028 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
I/I |
(11,912) |
7,286,821 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-10-03 |
4 |
S |
$8.63 |
$60,408 |
I/I |
(7,000) |
2,353,175 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-26 |
4 |
S |
$8.65 |
$61,422 |
I/I |
(7,100) |
2,379,575 |
0 |
- |
|
458 Records found
|
|
Page 6 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
