| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 6 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-14 |
4 |
B |
$4.51 |
$1,607,779 |
D/D |
356,492 |
13,201,259 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-15 |
4 |
B |
$4.51 |
$5,741,230 |
D/D |
1,273,000 |
14,424,259 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-17 |
4 |
B |
$4.59 |
$780,300 |
D/D |
170,000 |
14,594,259 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-20 |
4 |
B |
$4.64 |
$812,000 |
D/D |
175,000 |
14,769,259 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-21 |
4 |
B |
$4.63 |
$961,248 |
D/D |
207,613 |
14,976,872 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-22 |
4 |
B |
$4.64 |
$1,252,201 |
D/D |
269,871 |
15,246,743 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-23 |
4 |
B |
$4.66 |
$978,600 |
I/I |
210,000 |
210,000 |
1.5 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-24 |
4 |
B |
$4.65 |
$1,033,214 |
I/I |
222,101 |
432,101 |
1.5 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-27 |
4 |
B |
$4.69 |
$1,048,264 |
I/I |
223,749 |
655,850 |
1.5 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-28 |
4 |
B |
$4.75 |
$1,263,847 |
D/D |
266,073 |
15,512,816 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2017-03-29 |
4 |
B |
$4.71 |
$480,420 |
D/D |
102,000 |
15,614,816 |
2.45 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2021-03-23 |
4 |
B |
$19.00 |
$19,000 |
I/I |
1,000 |
1,000 |
0.01 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-05-11 |
4 |
B |
$15.80 |
$334,776 |
D/D |
21,183 |
3,363,683 |
3.23 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-05-12 |
4 |
B |
$16.88 |
$16,880 |
I/I |
1,000 |
3,000 |
2.56 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2022-06-17 |
4 |
B |
$15.85 |
$79,243 |
I/I |
5,000 |
5,000 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-08 |
4/A |
B |
$13.94 |
$368,940 |
I/I |
26,000 |
29,690 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-03-10 |
4/A |
B |
$12.89 |
$322,250 |
I/I |
25,000 |
55,000 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-11 |
4 |
B |
$10.02 |
$873,293 |
D/D |
87,155 |
3,502,218 |
3.23 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-11 |
4 |
B |
$10.11 |
$318,526 |
I/I |
31,217 |
31,690 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-12 |
4 |
B |
$10.39 |
$831,200 |
D/D |
80,000 |
3,582,218 |
3.23 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-12 |
4 |
B |
$10.34 |
$465,300 |
I/I |
45,000 |
129,217 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Chief Executive Officer |
• • • |
2023-05-15 |
4 |
B |
$10.45 |
$536,179 |
D/D |
51,309 |
3,633,527 |
3.23 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-06-05 |
4 |
B |
$12.09 |
$378,840 |
D/D |
31,335 |
3,775,973 |
3.23 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-06-06 |
4 |
B |
$11.95 |
$358,500 |
I/I |
30,000 |
159,217 |
2.64 |
- |
|
| AFCG |
Afc Gamma, Inc. |
Executive Chairman; CIO |
• • • |
2024-06-06 |
4 |
B |
$11.98 |
$329,450 |
D/D |
27,500 |
3,803,473 |
3.23 |
- |
|
458 Records found
|
|
Page 6 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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