| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-31 |
4 |
S |
$9.00 |
$27,450 |
D/D |
(3,050) |
5,080,544 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-31 |
4 |
S |
$9.00 |
$13,752 |
I/I |
(1,528) |
2,668,381 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-11 |
4 |
S |
$8.50 |
$7,973 |
I/I |
(938) |
2,667,443 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-14 |
4 |
S |
$8.50 |
$2,576 |
I/I |
(303) |
2,667,140 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-15 |
4 |
S |
$8.50 |
$22,695 |
I/I |
(2,670) |
2,664,470 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-16 |
4 |
S |
$8.50 |
$16,269 |
I/I |
(1,914) |
2,662,556 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-17 |
4 |
S |
$8.50 |
$12,427 |
I/I |
(1,462) |
2,661,094 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-21 |
4 |
S |
$5.00 |
$119,340 |
I/I |
(23,868) |
7,937,853 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-22 |
4 |
S |
$5.00 |
$500,000 |
I/I |
(100,000) |
7,837,853 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-23 |
4 |
S |
$5.00 |
$500 |
I/I |
(100) |
7,837,753 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-23 |
4 |
S |
$8.50 |
$36,924 |
I/I |
(4,344) |
2,656,750 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-05-24 |
4 |
S |
$8.50 |
$850 |
I/I |
(100) |
2,656,650 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-25 |
4 |
S |
$5.00 |
$74,615 |
I/I |
(14,923) |
7,822,830 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-30 |
4 |
S |
$5.00 |
$235,500 |
I/I |
(47,100) |
7,775,730 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-06-04 |
4 |
S |
$5.00 |
$116,130 |
I/I |
(23,226) |
7,752,504 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-06-05 |
4 |
S |
$5.00 |
$89,582 |
I/I |
(17,902) |
7,734,602 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-06-29 |
4 |
S |
$8.50 |
$18,173 |
I/I |
(2,138) |
2,654,512 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-06 |
4 |
S |
$8.50 |
$15,623 |
I/I |
(1,838) |
2,652,674 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-18 |
4 |
S |
$8.54 |
$79,858 |
I/I |
(9,351) |
2,643,323 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-19 |
4 |
S |
$8.51 |
$2,008 |
I/I |
(236) |
2,643,087 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-20 |
4 |
S |
$8.52 |
$43,367 |
I/I |
(5,090) |
2,637,997 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-07-31 |
4 |
S |
$8.50 |
$21,029 |
I/I |
(2,474) |
2,635,523 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-01 |
4 |
S |
$8.50 |
$22,789 |
I/I |
(2,681) |
2,632,842 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-15 |
4 |
S |
$8.76 |
$51,226 |
I/I |
(5,850) |
2,584,961 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-16 |
4 |
S |
$8.74 |
$131,172 |
I/I |
(15,000) |
2,569,961 |
0 |
- |
|
458 Records found
|
|
Page 7 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
