| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$246,604,227 |
|
|
|
Indirect Value
|
$64,546,536 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$311,150,763 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 7 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-17 |
4 |
S |
$8.36 |
$47,094 |
I/I |
(5,631) |
1,964,079 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-12 |
4 |
S |
$8.30 |
$10,790 |
I/I |
(1,300) |
1,969,710 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-11 |
4 |
S |
$8.35 |
$83,532 |
I/I |
(10,000) |
1,971,010 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-09 |
4 |
S |
$8.36 |
$78,588 |
I/I |
(9,406) |
1,981,010 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-06 |
4 |
S |
$8.35 |
$37,993 |
I/I |
(4,550) |
1,990,416 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-12-04 |
4 |
S |
$8.25 |
$13,510 |
I/I |
(1,637) |
1,994,966 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-11-25 |
4 |
S |
$8.25 |
$8,250 |
I/I |
(1,000) |
1,996,613 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-11-22 |
4 |
S |
$8.25 |
$495 |
I/I |
(60) |
1,997,613 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-10-01 |
4 |
S |
$8.26 |
$21,931 |
I/I |
(2,656) |
1,997,673 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-09-30 |
4 |
S |
$8.26 |
$118,943 |
I/I |
(14,400) |
2,000,329 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-12-13 |
4 |
B |
$8.98 |
$179,600 |
D/D |
20,000 |
2,001,226 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-09-27 |
4 |
S |
$8.25 |
$33,832 |
I/I |
(4,100) |
2,014,729 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-09-26 |
4 |
S |
$8.25 |
$33,645 |
I/I |
(4,076) |
2,018,829 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-09-25 |
4 |
S |
$8.25 |
$965 |
I/I |
(117) |
2,022,905 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-23 |
4 |
S |
$8.50 |
$1,972,258 |
I/I |
(232,014) |
2,023,022 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-22 |
4 |
S |
$8.50 |
$17,854 |
I/I |
(2,100) |
2,255,036 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-21 |
4 |
S |
$8.50 |
$850 |
I/I |
(100) |
2,257,136 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-20 |
4 |
S |
$8.51 |
$51,449 |
I/I |
(6,045) |
2,257,236 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-17 |
4 |
S |
$8.51 |
$57,850 |
I/I |
(6,800) |
2,263,281 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-10 |
4 |
S |
$8.52 |
$64,751 |
I/I |
(7,600) |
2,270,081 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-09 |
4 |
S |
$8.50 |
$26,790 |
I/I |
(3,150) |
2,277,681 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-07 |
4 |
S |
$8.62 |
$3,319 |
I/I |
(385) |
2,280,831 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-06 |
4 |
S |
$8.62 |
$22,417 |
I/I |
(2,600) |
2,281,216 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-03 |
4 |
S |
$8.65 |
$28,154 |
I/I |
(3,256) |
2,283,816 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-02 |
4 |
S |
$8.63 |
$100,060 |
I/I |
(11,600) |
2,287,072 |
0 |
- |
|
458 Records found
|
|
Page 7 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
