| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$246,604,227 |
|
|
|
Indirect Value
|
$64,546,536 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$311,150,763 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 8 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-12-16 |
4 |
B |
$7.75 |
$84,048 |
D/D |
10,600 |
1,070,323 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-29 |
4 |
S |
$8.68 |
$87,632 |
I/I |
(10,100) |
2,476,711 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-10 |
4 |
S |
$8.37 |
$88,721 |
I/I |
(10,600) |
1,416,665 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-07 |
4 |
S |
$5.60 |
$89,175 |
D/D |
(15,923) |
16,344,867 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-06-05 |
4 |
S |
$5.00 |
$89,582 |
I/I |
(17,902) |
7,734,602 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-20 |
4 |
S |
$5.40 |
$91,105 |
I/I |
(16,866) |
5,861,801 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-11-30 |
4 |
S |
$7.79 |
$91,919 |
D/D |
(11,804) |
6,011,990 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-18 |
4 |
S |
$8.40 |
$92,202 |
I/I |
(10,970) |
1,371,642 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
I/I |
(17,560) |
7,196,338 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
D/D |
(17,560) |
14,306,545 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-05-24 |
4 |
B |
$9.29 |
$92,900 |
I/I |
10,000 |
55,000 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-25 |
4 |
S |
$6.71 |
$93,230 |
D/D |
(13,900) |
21,276,618 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-03 |
4 |
S |
$6.25 |
$93,682 |
D/D |
(14,985) |
15,558,233 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-11-25 |
4 |
S |
$7.76 |
$94,003 |
D/D |
(12,108) |
5,068,435 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-21 |
4 |
S |
$8.65 |
$94,007 |
I/I |
(10,863) |
2,394,012 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-03-06 |
4 |
B |
$9.57 |
$95,703 |
I/I |
10,000 |
45,000 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-08-22 |
4 |
B |
$8.50 |
$98,592 |
D/D |
11,599 |
4,051,822 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-02 |
4 |
S |
$8.63 |
$100,060 |
I/I |
(11,600) |
2,287,072 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
4 |
B |
$7.45 |
$101,111 |
D/D |
13,572 |
2,699,074 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-12-14 |
4 |
B |
$10.13 |
$101,300 |
D/D |
10,000 |
1,326,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-12-15 |
4 |
B |
$10.25 |
$102,500 |
D/D |
10,000 |
1,336,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-05-29 |
4 |
B |
$10.37 |
$103,700 |
D/D |
10,000 |
1,909,771 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-07-03 |
4 |
S |
$5.47 |
$103,972 |
I/I |
(19,000) |
5,645,049 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2012-12-04 |
4 |
B |
$10.43 |
$104,300 |
I/I |
10,000 |
65,000 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-21 |
4 |
S |
$6.70 |
$104,915 |
D/D |
(15,659) |
22,029,836 |
0 |
- |
|
458 Records found
|
|
Page 8 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
