| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 8 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-16 |
4 |
S |
$5.00 |
$290,000 |
I/I |
(58,000) |
7,474,802 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-16 |
4 |
S |
$5.00 |
$290,000 |
D/D |
(58,000) |
14,585,009 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-17 |
4 |
S |
$5.00 |
$167,601 |
I/I |
(33,500) |
7,441,302 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-17 |
4 |
S |
$8.75 |
$50,310 |
I/I |
(5,750) |
2,564,211 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-17 |
4 |
S |
$5.00 |
$167,601 |
D/D |
(33,500) |
14,551,509 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-20 |
4 |
S |
$8.75 |
$49,003 |
I/I |
(5,600) |
2,558,611 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-20 |
4 |
S |
$5.00 |
$14,750 |
I/I |
(2,950) |
7,438,352 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-20 |
4 |
S |
$5.00 |
$14,750 |
D/D |
(2,950) |
14,548,559 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-21 |
4 |
S |
$8.75 |
$69,125 |
I/I |
(7,900) |
2,550,711 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-21 |
4 |
S |
$5.00 |
$500,000 |
D/D |
(100,000) |
14,448,559 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-21 |
4 |
S |
$5.00 |
$500,000 |
I/I |
(100,000) |
7,338,352 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-22 |
4 |
S |
$8.80 |
$176,000 |
I/I |
(20,000) |
2,530,711 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$8.74 |
$55,909 |
I/I |
(6,400) |
2,524,311 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
D/D |
(39,619) |
14,408,940 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-23 |
4 |
S |
$5.05 |
$200,167 |
I/I |
(39,619) |
7,298,733 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
I/I |
(11,912) |
7,286,821 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$8.72 |
$69,744 |
I/I |
(8,000) |
2,516,311 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
D/D |
(11,912) |
14,397,028 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-27 |
4 |
S |
$5.06 |
$137,079 |
I/I |
(27,088) |
7,259,733 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-27 |
4 |
S |
$5.06 |
$137,079 |
D/D |
(27,088) |
14,369,940 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-27 |
4 |
S |
$8.71 |
$82,766 |
I/I |
(9,500) |
2,506,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-28 |
4 |
S |
$8.69 |
$173,720 |
I/I |
(20,000) |
2,486,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-29 |
4 |
S |
$8.68 |
$87,632 |
I/I |
(10,100) |
2,476,711 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-30 |
4 |
S |
$8.69 |
$46,914 |
I/I |
(5,400) |
2,471,311 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-31 |
4 |
S |
$8.67 |
$173,324 |
I/I |
(20,000) |
2,451,311 |
0 |
- |
|
458 Records found
|
|
Page 8 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
