| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 8 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-05-02 |
4 |
S |
$8.63 |
$100,060 |
I/I |
(11,600) |
2,287,072 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-11-30 |
4 |
S |
$7.79 |
$91,919 |
D/D |
(11,804) |
6,011,990 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
D/D |
(11,912) |
14,397,028 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-08-24 |
4 |
S |
$5.05 |
$60,156 |
I/I |
(11,912) |
7,286,821 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-11-25 |
4 |
S |
$7.76 |
$94,003 |
D/D |
(12,108) |
5,068,435 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-20 |
4 |
S |
$9.01 |
$112,809 |
D/D |
(12,525) |
5,086,259 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-22 |
4 |
S |
$5.63 |
$70,989 |
I/I |
(12,608) |
6,148,908 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-08-08 |
4 |
B |
$13.55 |
$172,460 |
D/D |
12,712 |
58,922 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
Chief Executive Officer |
• • – |
2013-07-16 |
4 |
B |
$14.35 |
$187,100 |
D/D |
13,000 |
36,210 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-11 |
4 |
S |
$8.37 |
$111,276 |
I/I |
(13,295) |
1,403,370 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
4 |
B |
$7.45 |
$101,111 |
D/D |
13,572 |
2,699,074 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-10 |
4 |
B |
$13.47 |
$185,117 |
D/D |
13,739 |
195,616 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-25 |
4 |
S |
$6.71 |
$93,230 |
D/D |
(13,900) |
21,276,618 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-24 |
4 |
S |
$5.42 |
$77,732 |
I/I |
(14,353) |
5,791,548 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-20 |
4 |
S |
$8.63 |
$124,176 |
I/I |
(14,390) |
2,404,875 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-09-30 |
4 |
S |
$8.26 |
$118,943 |
I/I |
(14,400) |
2,000,329 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-12-15 |
4 |
B |
$7.55 |
$114,764 |
D/D |
14,800 |
1,059,723 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-14 |
4 |
S |
$5.50 |
$81,984 |
D/D |
(14,900) |
16,236,671 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-25 |
4 |
S |
$5.00 |
$74,615 |
I/I |
(14,923) |
7,822,830 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-03 |
4 |
S |
$6.25 |
$93,682 |
D/D |
(14,985) |
15,558,233 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-12-06 |
4 |
B |
$9.99 |
$149,878 |
I/I |
15,000 |
35,000 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-02-13 |
4 |
B |
$10.86 |
$162,900 |
D/D |
15,000 |
1,879,169 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2013-05-29 |
4 |
B |
$10.36 |
$155,438 |
I/I |
15,000 |
80,000 |
2.66 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-09-27 |
4 |
B |
$13.61 |
$204,148 |
D/D |
15,000 |
131,302 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-03 |
4 |
B |
$13.55 |
$203,175 |
D/D |
15,000 |
166,877 |
2.81 |
- |
|
458 Records found
|
|
Page 8 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
