| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| BAGL |
Einstein Noah Restaurant ... |
Director |
– • – |
2007-04-05 |
4 |
OE |
$2.35 |
$106,000 |
D/D |
30,000 |
31,374 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President. |
• • – |
2008-08-25 |
4 |
B |
$10.65 |
$106,500 |
D/D |
10,000 |
1,034,089 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-24 |
4 |
S |
$5.54 |
$107,670 |
I/I |
(19,420) |
6,077,024 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-07-02 |
4 |
S |
$5.43 |
$108,405 |
I/I |
(19,964) |
5,664,049 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-09-16 |
4 |
S |
$5.26 |
$110,084 |
I/I |
(20,925) |
5,563,640 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2020-02-11 |
4 |
S |
$8.37 |
$111,276 |
I/I |
(13,295) |
1,403,370 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-21 |
4 |
S |
$5.64 |
$111,638 |
I/I |
(19,800) |
6,161,516 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2017-10-20 |
4 |
S |
$9.01 |
$112,809 |
D/D |
(12,525) |
5,086,259 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2008-12-15 |
4 |
B |
$7.55 |
$114,764 |
D/D |
14,800 |
1,059,723 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-06-16 |
4 |
B |
$11.50 |
$115,049 |
D/D |
10,000 |
1,391,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-21 |
4 |
B |
$11.51 |
$115,100 |
D/D |
10,000 |
1,579,390 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-06-04 |
4 |
S |
$5.00 |
$116,130 |
I/I |
(23,226) |
7,752,504 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-09 |
4 |
S |
$6.26 |
$116,343 |
D/D |
(18,597) |
15,537,836 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-14 |
4 |
B |
$11.65 |
$116,745 |
D/D |
10,000 |
1,549,390 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2019-09-30 |
4 |
S |
$8.26 |
$118,943 |
I/I |
(14,400) |
2,000,329 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-05-21 |
4 |
S |
$5.00 |
$119,340 |
I/I |
(23,868) |
7,937,853 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-17 |
4 |
B |
$12.03 |
$120,439 |
D/D |
10,000 |
1,532,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-12 |
4 |
B |
$7.88 |
$121,548 |
D/D |
15,378 |
1,293,872 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-09-20 |
4 |
S |
$8.63 |
$124,176 |
I/I |
(14,390) |
2,404,875 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-18 |
4 |
S |
$5.45 |
$124,877 |
I/I |
(22,917) |
5,921,158 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-12-23 |
4 |
S |
$5.50 |
$124,900 |
I/I |
(22,700) |
3,965,412 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-28 |
4 |
S |
$5.41 |
$125,563 |
I/I |
(23,200) |
5,716,243 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-16 |
4 |
S |
$7.45 |
$129,160 |
D/D |
(17,330) |
16,584,228 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-08 |
4 |
S |
$5.30 |
$130,520 |
I/I |
(24,620) |
1,009,511 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-16 |
4 |
S |
$8.74 |
$131,172 |
I/I |
(15,000) |
2,569,961 |
0 |
- |
|
458 Records found
|
|
Page 9 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
