| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-24 |
4 |
S |
$6.70 |
$11,035 |
D/D |
(1,647) |
21,290,518 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-25 |
4 |
S |
$6.71 |
$93,230 |
D/D |
(13,900) |
21,276,618 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-27 |
4 |
S |
$6.71 |
$545,354 |
D/D |
(81,287) |
21,195,331 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-05 |
4 |
S |
$6.72 |
$672,220 |
D/D |
(100,000) |
21,330,365 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-05-28 |
4 |
S |
$6.72 |
$671,610 |
D/D |
(100,000) |
21,095,331 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-27 |
4 |
S |
$6.73 |
$1,307,427 |
D/D |
(194,130) |
21,624,417 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-02-25 |
4 |
B |
$6.74 |
$33,749 |
D/D |
5,000 |
1,169,439 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-28 |
4 |
S |
$6.75 |
$675,050 |
D/D |
(100,000) |
21,524,417 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-29 |
4 |
S |
$6.78 |
$637,748 |
D/D |
(94,052) |
21,430,365 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-06-01 |
4 |
S |
$6.78 |
$677,570 |
D/D |
(100,000) |
20,995,331 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
Director |
– • – |
2015-02-11 |
4 |
B |
$6.80 |
$3,221,806 |
D/D |
471,851 |
3,147,685 |
2.39 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
Director |
– • – |
2015-02-10 |
4 |
B |
$6.95 |
$4,567,690 |
D/D |
650,000 |
2,675,834 |
2.39 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-19 |
4 |
B |
$7.00 |
$238,843 |
D/D |
33,834 |
1,208,273 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-03-23 |
4 |
B |
$7.00 |
$245,000 |
D/D |
35,000 |
1,243,273 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-09-20 |
4 |
S |
$7.10 |
$29,922,013 |
D/D |
(4,214,368) |
16,780,963 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-09 |
4 |
B |
$7.37 |
$264,070 |
D/D |
35,845 |
2,968,457 |
2.45 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-01-28 |
4 |
B |
$7.45 |
$101,111 |
D/D |
13,572 |
2,699,074 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-16 |
4 |
S |
$7.45 |
$129,160 |
D/D |
(17,330) |
16,584,228 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-08 |
4 |
B |
$7.48 |
$267,941 |
D/D |
35,845 |
2,932,612 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-09 |
4 |
S |
$7.50 |
$223,011 |
D/D |
(29,732) |
16,651,231 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-10 |
4 |
S |
$7.50 |
$361,312 |
D/D |
(48,173) |
16,603,058 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-11 |
4 |
S |
$7.50 |
$11,250 |
D/D |
(1,500) |
16,601,558 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-12-02 |
4 |
S |
$7.50 |
$37,500 |
D/D |
(5,000) |
16,225,743 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-12-06 |
4 |
S |
$7.50 |
$750 |
D/D |
(100) |
16,225,643 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
Former 10% Owner (See Remarks) |
– – – |
2021-12-30 |
4 |
S |
$7.50 |
$637,495 |
D/D |
(84,954) |
15,306,589 |
0 |
% |
|
458 Records found
|
|
Page 9 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
