| |
| |
|
| Insider
Information: |
Tannenbaum Leonard M |
| Relationship: |
Executive Chairman; CI... |
| City: |
Golden |
| State: |
CO |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
20,210,841 |
|
|
Indirect Shares
|
13,699,785 |
|
|
| Direct
Value |
$288,697,347 |
|
|
|
Indirect Value
|
$75,541,913 |
|
|
| Total
Shares |
33,910,626 |
|
|
| Total
Value |
$364,239,260 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
106
|
|
Stock
price went up :
|
0
|
67
|
| Stock
price went down : |
0
|
39
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
1.7
|
| Percentage
Gain/Loss : |
0.0%
|
 865.8%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Einstein Noah Restaurant Group Inc |
BAGL |
Director |
2007-04-05 |
31,374 |
2007-04-05 |
0 |
Premium* |
|
|
Oaktree Specialty Lending Corp |
OCSL |
Former 10% Owner (See ... |
2021-12-30 |
15,306,589 |
2021-12-30 |
3,998,319 |
Premium* |
|
|
Oaktree Strategic Income Corpora... |
OCSI |
10% Owner |
2021-03-19 |
0 |
2021-03-19 |
0 |
Premium* |
|
|
Fifth Street Asset Management Inc. |
FSAM |
CEO, Director, 10% Owner |
2017-10-26 |
1,069,405 |
2017-10-26 |
9,476,371 |
Premium* |
|
|
Afc Gamma, Inc. |
AFCG |
Executive Chairman; CI... |
2024-06-06 |
3,803,473 |
2024-06-06 |
225,095 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
458 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 9 of 19
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2013-12-04 |
4 |
B |
$13.59 |
$203,837 |
D/D |
15,000 |
181,877 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-08-16 |
4 |
S |
$8.74 |
$131,172 |
I/I |
(15,000) |
2,569,961 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-05-12 |
4 |
B |
$7.88 |
$121,548 |
D/D |
15,378 |
1,293,872 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-04-09 |
4 |
S |
$5.31 |
$81,716 |
I/I |
(15,401) |
1,001,811 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2018-10-05 |
4 |
S |
$8.62 |
$134,823 |
I/I |
(15,638) |
2,329,437 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-04-21 |
4 |
S |
$6.70 |
$104,915 |
D/D |
(15,659) |
22,029,836 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2020-12-07 |
4 |
S |
$5.60 |
$89,175 |
D/D |
(15,923) |
16,344,867 |
0 |
% |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-20 |
4 |
B |
$14.10 |
$232,770 |
D/D |
16,500 |
242,116 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-06-20 |
4 |
S |
$5.40 |
$91,105 |
I/I |
(16,866) |
5,861,801 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-11-16 |
4 |
S |
$7.45 |
$129,160 |
D/D |
(17,330) |
16,584,228 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
I/I |
(17,560) |
7,196,338 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-02-12 |
4 |
S |
$5.26 |
$92,392 |
D/D |
(17,560) |
14,306,545 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO & President |
• • – |
2009-09-22 |
4 |
B |
$10.50 |
$185,893 |
D/D |
17,685 |
1,311,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2018-06-05 |
4 |
S |
$5.00 |
$89,582 |
I/I |
(17,902) |
7,734,602 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-08-10 |
4 |
B |
$10.51 |
$189,450 |
D/D |
18,000 |
1,405,557 |
2.81 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
CEO |
• • – |
2014-02-27 |
4 |
B |
$14.00 |
$260,445 |
I/I |
18,500 |
28,500 |
2.66 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2021-03-09 |
4 |
S |
$6.26 |
$116,343 |
D/D |
(18,597) |
15,537,836 |
0 |
% |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-07-03 |
4 |
S |
$5.47 |
$103,972 |
I/I |
(19,000) |
5,645,049 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-24 |
4 |
S |
$5.54 |
$107,670 |
I/I |
(19,420) |
6,077,024 |
0 |
- |
|
| OCSI |
Oaktree Strategic Income ... |
10% Owner |
– – • |
2016-02-03 |
4 |
B |
$7.52 |
$147,698 |
D/D |
19,642 |
2,838,199 |
2.45 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-05-21 |
4 |
S |
$5.64 |
$111,638 |
I/I |
(19,800) |
6,161,516 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
10% Owner |
– – • |
2019-07-02 |
4 |
S |
$5.43 |
$108,405 |
I/I |
(19,964) |
5,664,049 |
0 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2010-03-04 |
4 |
B |
$11.00 |
$220,000 |
D/D |
20,000 |
1,381,557 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-05-16 |
4 |
B |
$12.25 |
$246,000 |
D/D |
20,000 |
1,522,515 |
2.81 |
- |
|
| OCSL |
Oaktree Specialty Lending... |
CEO |
• • – |
2011-06-21 |
4 |
B |
$11.62 |
$232,400 |
D/D |
20,000 |
1,569,390 |
2.81 |
- |
|
458 Records found
|
|
Page 9 of 19 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
