| |
| |
|
| Insider
Information: |
Asher Daniel |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
3,931,067 |
|
|
Indirect Shares
|
9,094,369 |
|
|
| Direct
Value |
$51,103,682 |
|
|
|
Indirect Value
|
$52,202,129 |
|
|
| Total
Shares |
13,025,436 |
|
|
| Total
Value |
$103,305,811 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
2
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
6
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
-6.0
|
-2.0
|
| Percentage
Gain/Loss : |
 -17.1%
|
-37.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
B. Riley Financial Inc |
RILY |
10% Owner |
2017-05-22 |
2,344,193 |
2022-05-23 |
2,161,293 |
Premium* |
|
|
Vivaldi Opportunities Fund |
VAM |
10% Owner |
2018-06-28 |
0 |
2019-06-21 |
2,399,832 |
Premium* |
|
|
National Holdings Corp |
NHLD |
10% Owner |
2019-02-04 |
1,586,874 |
2020-12-29 |
3,027,841 |
Premium* |
|
|
Angel Oak Financial Strategies I... |
FINS |
10% Owner |
2020-06-09 |
0 |
2021-02-11 |
1,505,403 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
96 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-14 |
4/A |
S |
$14.20 |
$2,840 |
I/I |
(200) |
32,876 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-14 |
4 |
S |
$14.20 |
$2,840 |
I/I |
(200) |
562,551 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-12-13 |
4 |
S |
$14.55 |
$2,910 |
I/I |
(200) |
568,492 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-11-27 |
4 |
S |
$14.70 |
$2,940 |
I/I |
(200) |
568,792 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-10-15 |
4 |
S |
$14.95 |
$2,990 |
I/I |
(200) |
572,685 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-02-01 |
4 |
B |
$3.23 |
$3,230 |
I/I |
1,000 |
1,586,274 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-09-04 |
4 |
B |
$2.20 |
$4,026 |
I/I |
1,830 |
1,358,418 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-12-16 |
4 |
B |
$2.70 |
$4,376 |
I/I |
1,621 |
1,711,351 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-28 |
4 |
B |
$3.10 |
$4,387 |
D/D |
1,412 |
1,584,494 |
2.37 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-08-14 |
4 |
S |
$14.95 |
$4,485 |
I/I |
(300) |
573,489 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-30 |
4 |
B |
$3.14 |
$4,960 |
D/D |
1,580 |
1,586,274 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-09-01 |
4 |
B |
$2.19 |
$5,501 |
I/I |
2,512 |
1,355,788 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-24 |
4 |
B |
$3.10 |
$5,574 |
D/D |
1,800 |
1,583,261 |
2.37 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-01-03 |
4 |
S |
$14.15 |
$5,658 |
I/I |
(400) |
563,051 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-08-31 |
4 |
B |
$2.19 |
$8,223 |
I/I |
3,755 |
1,353,276 |
1.5 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-19 |
4 |
S |
$17.11 |
$9,564 |
I/I |
(559) |
17,693 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-12-17 |
4 |
S |
$14.28 |
$9,995 |
I/I |
(700) |
267,792 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-16 |
4 |
B |
$3.25 |
$10,413 |
D/D |
3,204 |
1,577,861 |
2.37 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2017-01-27 |
4 |
S |
$20.80 |
$10,715 |
D/D |
(515) |
2,353,723 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-18 |
4 |
B |
$3.25 |
$11,118 |
D/D |
3,421 |
1,581,282 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-06 |
4 |
B |
$1.86 |
$12,391 |
I/I |
6,580 |
1,286,385 |
1.5 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2018-09-13 |
4 |
S |
$15.04 |
$13,541 |
I/I |
(900) |
576,975 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-08-28 |
4 |
B |
$2.29 |
$13,712 |
I/I |
5,997 |
1,349,521 |
1.5 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2017-03-14 |
4 |
S |
$15.00 |
$13,980 |
D/D |
(932) |
2,345,895 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-12-24 |
4 |
B |
$2.63 |
$14,212 |
I/I |
5,400 |
1,716,751 |
1.5 |
- |
|
96 Records found
|
|
Page 2 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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