| |
| |
|
| Insider
Information: |
Asher Daniel |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
3,931,067 |
|
|
Indirect Shares
|
9,094,369 |
|
|
| Direct
Value |
$45,688,596 |
|
|
|
Indirect Value
|
$47,209,542 |
|
|
| Total
Shares |
13,025,436 |
|
|
| Total
Value |
$92,898,138 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
2
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
6
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
-6.0
|
-2.0
|
| Percentage
Gain/Loss : |
 -17.1%
|
-37.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
B. Riley Financial Inc |
RILY |
10% Owner |
2017-05-22 |
2,344,193 |
2022-05-23 |
2,161,293 |
Premium* |
|
|
Vivaldi Opportunities Fund |
VAM |
10% Owner |
2018-06-28 |
0 |
2019-06-21 |
2,399,832 |
Premium* |
|
|
National Holdings Corp |
NHLD |
10% Owner |
2019-02-04 |
1,586,874 |
2020-12-29 |
3,027,841 |
Premium* |
|
|
Angel Oak Financial Strategies I... |
FINS |
10% Owner |
2020-06-09 |
0 |
2021-02-11 |
1,505,403 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
96 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 3 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-13 |
4/A |
S |
$14.20 |
$2,840 |
I/I |
(200) |
33,076 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-13 |
4 |
S |
$14.20 |
$2,840 |
I/I |
(200) |
562,751 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-14 |
4 |
S |
$14.20 |
$2,840 |
I/I |
(200) |
562,551 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-14 |
4/A |
S |
$14.20 |
$2,840 |
I/I |
(200) |
32,876 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-18 |
4 |
S |
$14.15 |
$2,830 |
I/I |
(200) |
562,351 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-18 |
4/A |
S |
$14.15 |
$2,830 |
I/I |
(200) |
32,676 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-19 |
4 |
S |
$14.15 |
$40,837 |
I/I |
(2,886) |
559,465 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-19 |
4/A |
S |
$14.15 |
$40,837 |
I/I |
(2,886) |
29,790 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-21 |
4 |
S |
$14.19 |
$22,421 |
I/I |
(1,580) |
557,885 |
0 |
- |
|
| VAM |
Vivaldi Opportunities Fun... |
10% Owner |
– – • |
2019-06-21 |
4/A |
S |
$14.19 |
$22,421 |
I/I |
(1,580) |
28,210 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-04 |
4 |
B |
$1.75 |
$37,800 |
I/I |
21,600 |
1,208,474 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-05 |
4 |
B |
$1.78 |
$128,208 |
I/I |
71,331 |
1,279,805 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-06 |
4 |
B |
$1.86 |
$12,391 |
I/I |
6,580 |
1,286,385 |
1.5 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-09 |
4 |
A |
$0.00 |
$0 |
I/I |
1,552,715 |
18,252 |
0 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-09 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
5,000 |
|
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-19 |
4 |
B |
$2.04 |
$16,898 |
I/I |
8,297 |
1,294,682 |
1.5 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-19 |
4 |
S |
$17.11 |
$9,564 |
I/I |
(559) |
17,693 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-22 |
4 |
B |
$1.98 |
$20 |
I/I |
10 |
1,294,692 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-29 |
4 |
B |
$2.00 |
$430 |
I/I |
215 |
1,294,907 |
1.42 |
- |
|
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-30 |
4 |
S |
$16.93 |
$29,679 |
I/I |
(1,753) |
1,079,454 |
0 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-30 |
4 |
B |
$2.00 |
$300 |
I/I |
150 |
1,295,057 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-08-27 |
4 |
B |
$2.30 |
$111,271 |
I/I |
48,467 |
1,343,524 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-08-28 |
4 |
B |
$2.29 |
$13,712 |
I/I |
5,997 |
1,349,521 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-08-31 |
4 |
B |
$2.19 |
$8,223 |
I/I |
3,755 |
1,353,276 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-09-01 |
4 |
B |
$2.19 |
$5,501 |
I/I |
2,512 |
1,355,788 |
1.5 |
- |
|
96 Records found
|
|
Page 3 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
