| |
| |
|
| Insider
Information: |
Ettinger Robert M |
| Relationship: |
Affiliated Person of A... |
| City: |
Pasadena |
| State: |
CA |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
5 |
|
| Direct
Shares |
170,653 |
|
|
Indirect Shares
|
28,514 |
|
|
| Direct
Value |
$2,579,083 |
|
|
|
Indirect Value
|
$352,520 |
|
|
| Total
Shares |
199,167 |
|
|
| Total
Value |
$2,931,602 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Flaherty & Crumrine/Claymore Pre... |
FFC |
Affiliated Person of A... |
2015-11-30 |
64,147 |
2012-12-28 |
4,346 |
Premium* |
|
|
Flaherty & Crumrine Preferred In... |
PFO |
Affiliated Person of A... |
2015-11-30 |
13,625 |
2012-12-28 |
8,603 |
Premium* |
|
|
Flaherty & Crumrine/claymore Tot... |
FLC |
Affiliated Person of A... |
2015-11-30 |
44,893 |
2012-12-28 |
4,198 |
Premium* |
|
|
Flaherty & Crumrine Preferred In... |
PFD |
Affiliated Person of A... |
2015-11-30 |
5,977 |
2012-12-28 |
7,169 |
Premium* |
|
|
Flaherty & Crumrine Dynamic Pref... |
DFP |
Affiliated Person of A... |
2015-11-30 |
42,011 |
2013-04-17 |
4,198 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
33 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 2 of 2
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| DFP |
Flaherty & Crumrine Dynam... |
President |
• – – |
2014-09-16 |
4 |
B |
$22.84 |
$102,803 |
D/D |
4,500 |
24,936 |
2.74 |
- |
|
| DFP |
Flaherty & Crumrine Dynam... |
Aff. Person of Investment Adv. |
– – – |
2015-06-22 |
4 |
B |
$21.88 |
$298,837 |
D/D |
13,658 |
38,594 |
2.44 |
- |
|
| FFC |
Flaherty & Crumrine/Claym... |
Affiliate of the Adviser |
– – – |
2015-06-29 |
4 |
B |
$18.35 |
$275,250 |
D/D |
15,000 |
61,665 |
2.44 |
- |
|
| PFO |
Flaherty & Crumrine Prefe... |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
13,626 |
0 |
- |
|
| FFC |
Flaherty & Crumrine/Claym... |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
64,148 |
0 |
- |
|
| FLC |
Flaherty & Crumrine/claym... |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
44,894 |
0 |
- |
|
| PFD |
Flaherty & Crumrine Prefe... |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
5,977 |
0 |
- |
|
| DFP |
Flaherty & Crumrine Dynam... |
Affiliated Person of Adviser |
– – – |
2015-11-30 |
5 |
A |
$0.00 |
$0 |
D/D |
0 |
42,011 |
0 |
- |
|
33 Records found
|
|
Page 2 of 2 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
