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Insider
Information: |
Rosenthal Saul B |
Relationship: |
President, Director |
City: |
Greenwich |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
2 |
|
Direct
Shares |
4,571,663 |
|
Indirect Shares
|
2,316,102 |
|
|
Direct
Value |
$18,783,844 |
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Indirect Value
|
$12,087,331 |
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Total
Shares |
6,887,765 |
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Total
Value |
$30,871,175 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
2
|
0
|
Stock
price went up :
|
0
|
0
|
Stock
price went down : |
2
|
0
|
|
|
|
Gain/Loss Ratio : |
-2.0
|
0.0
|
Percentage
Gain/Loss : |
-100.0%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
|
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2024-05-28 |
2,514,887 |
2024-05-28 |
2,315,000 |
Premium* |
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Records found :
168 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 1 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
TICC |
TICC Capital Corp |
COO, Secretary and TreasurerOf |
|
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,400 |
|
- |
|
OXLC |
Oxford Lane Capital Corp. |
PresidentOfficer |
|
2011-01-19 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,500 |
|
- |
|
TICC |
TICC Capital Corp |
President & COO |
|
2005-01-25 |
4 |
OE |
$14.03 |
$15,895 |
D/D |
1,133 |
4,533 |
|
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2007-11-26 |
4 |
B |
$10.21 |
$51,114 |
D/D |
5,000 |
9,662 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-06-13 |
4 |
OE |
$5.20 |
$9,911 |
D/D |
1,906 |
11,581 |
0 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-06-20 |
4 |
B |
$4.97 |
$126,890 |
D/D |
25,000 |
37,279 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-09-17 |
4 |
B |
$4.67 |
$117,027 |
D/D |
25,000 |
62,279 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-11-11 |
4 |
B |
$3.02 |
$57,602 |
D/D |
18,960 |
81,251 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-11-12 |
4 |
B |
$3.05 |
$18,422 |
D/D |
6,040 |
87,291 |
2.74 |
- |
|
OXLC |
Oxford Lane Capital Corp. |
President |
|
2011-01-25 |
4 |
B |
$20.00 |
$750,000 |
D/D |
37,500 |
40,000 |
2.81 |
- |
|
OXLC |
Oxford Lane Capital Corp. |
President |
|
2011-08-26 |
4 |
OE |
$15.00 |
$60,000 |
D/D |
4,000 |
44,000 |
0 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2011-12-19 |
4 |
B |
$8.50 |
$169,964 |
D/D |
20,000 |
107,355 |
2.74 |
- |
|
OXLC |
Oxford Lane Capital Corp. |
President |
|
2012-04-27 |
4 |
OE |
$13.75 |
$247,500 |
D/D |
18,000 |
62,000 |
0 |
- |
|
OXLC |
Oxford Lane Capital Corp. |
President |
|
2013-02-25 |
4 |
OE |
$14.50 |
$551,000 |
D/D |
38,000 |
100,000 |
0 |
- |
|
OXLC |
Oxford Lane Capital Corp. |
President |
|
2013-11-18 |
4 |
B |
$22.50 |
$499,995 |
D/D |
22,222 |
22,222 |
2.81 |
- |
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OXLC |
Oxford Lane Capital Corp. |
President |
|
2014-03-11 |
4 |
OE |
$17.00 |
$170,000 |
D/D |
10,000 |
110,000 |
0 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-05 |
4 |
B |
$5.00 |
$64,038 |
D/D |
12,800 |
120,344 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-06 |
4 |
B |
$5.02 |
$64,218 |
D/D |
12,800 |
133,144 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-09 |
4 |
B |
$5.04 |
$84,084 |
D/D |
16,680 |
149,824 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-10 |
4 |
B |
$5.08 |
$84,801 |
D/D |
16,680 |
166,504 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-11 |
4 |
B |
$5.24 |
$87,353 |
D/D |
16,680 |
183,184 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-12 |
4 |
B |
$5.30 |
$88,454 |
D/D |
16,680 |
199,864 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-13 |
4 |
B |
$5.34 |
$72,509 |
D/D |
13,571 |
213,435 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-16 |
4 |
B |
$5.44 |
$109,590 |
D/D |
20,160 |
233,595 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-17 |
4 |
B |
$5.43 |
$109,388 |
D/D |
20,160 |
253,755 |
2.74 |
- |
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168 Records found
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Page 1 of 7 |
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Free Registration Required For Full Results. Limit: 25
|
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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