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Insider
Information: |
Rosenthal Saul B |
Relationship: |
President, Director |
City: |
Greenwich |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
2 |
|
Direct
Shares |
4,571,663 |
|
Indirect Shares
|
2,316,102 |
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Direct
Value |
$19,677,609 |
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Indirect Value
|
$12,550,540 |
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Total
Shares |
6,887,765 |
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Total
Value |
$32,228,149 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
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Total
Filings :
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39
|
0
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Stock
price went up :
|
8
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0
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Stock
price went down : |
31
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0
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Gain/Loss Ratio : |
0.0
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0.0
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Percentage
Gain/Loss : |
-6.1%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
![](../../../Gifs/iconPlus.jpg) |
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2024-05-28 |
2,514,887 |
2024-05-28 |
2,315,000 |
Premium* |
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Records found :
168 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 1 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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3m +/- |
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|
Form |
TICC |
TICC Capital Corp |
COO, Secretary and TreasurerOf |
|
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,400 |
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- |
|
OXLC |
Oxford Lane Capital Corp. |
PresidentOfficer |
|
2011-01-19 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,500 |
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- |
|
OXLC |
Oxford Lane Capital Corp. |
President |
|
2020-03-18 |
4 |
B |
$2.36 |
$87,795 |
D/D |
37,187 |
199,887 |
2.81 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2023-06-14 |
4 |
OE |
$2.66 |
$1,367,756 |
D/D |
514,194 |
2,056,776 |
0 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-11-11 |
4 |
B |
$3.02 |
$57,602 |
D/D |
18,960 |
81,251 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2008-11-12 |
4 |
B |
$3.05 |
$18,422 |
D/D |
6,040 |
87,291 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2021-12-20 |
4 |
B |
$3.82 |
$48,472 |
D/D |
12,679 |
1,288,343 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2021-12-21 |
4 |
B |
$3.87 |
$39,999 |
D/D |
10,337 |
1,298,680 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-12 |
4 |
B |
$3.89 |
$106,248 |
D/D |
27,292 |
1,493,137 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2021-12-17 |
4 |
B |
$3.92 |
$20,840 |
D/D |
5,316 |
1,275,664 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-10 |
4 |
B |
$3.93 |
$35,844 |
D/D |
9,125 |
1,321,382 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-11 |
4 |
B |
$3.96 |
$26,167 |
D/D |
6,600 |
1,327,982 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-14 |
4 |
B |
$3.96 |
$26,759 |
D/D |
6,750 |
1,334,732 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2021-12-22 |
4 |
B |
$3.97 |
$31,117 |
D/D |
7,835 |
1,306,515 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-09 |
4 |
B |
$3.98 |
$68,574 |
D/D |
17,247 |
1,452,470 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-11 |
4 |
B |
$3.98 |
$16,947 |
D/D |
4,256 |
1,465,845 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-13 |
4 |
B |
$3.98 |
$36,915 |
D/D |
9,282 |
1,502,419 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-09 |
4 |
B |
$3.99 |
$22,915 |
D/D |
5,744 |
1,312,257 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-16 |
4 |
B |
$3.99 |
$38,775 |
D/D |
9,727 |
1,344,459 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-20 |
4 |
B |
$3.99 |
$17,465 |
D/D |
4,374 |
1,535,022 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-24 |
4 |
B |
$3.99 |
$16,786 |
D/D |
4,206 |
1,539,977 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-02 |
4 |
B |
$4.00 |
$86,540 |
D/D |
21,635 |
1,393,486 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-10 |
4 |
B |
$4.00 |
$36,467 |
D/D |
9,119 |
1,461,589 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-23 |
4 |
B |
$4.00 |
$2,995 |
D/D |
749 |
1,535,771 |
2.66 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-25 |
4 |
B |
$4.00 |
$3,328 |
D/D |
832 |
1,540,809 |
2.66 |
% |
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168 Records found
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Page 1 of 7 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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