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Insider
Information: |
Rosenthal Saul B |
Relationship: |
President, Director |
City: |
Greenwich |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
2 |
|
Direct
Shares |
4,571,663 |
|
Indirect Shares
|
2,316,102 |
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Direct
Value |
$18,783,844 |
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Indirect Value
|
$12,087,331 |
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Total
Shares |
6,887,765 |
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Total
Value |
$30,871,175 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
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2
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0
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Stock
price went up :
|
0
|
0
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Stock
price went down : |
2
|
0
|
|
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Gain/Loss Ratio : |
-2.0
|
0.0
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Percentage
Gain/Loss : |
-100.0%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
|
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2024-05-28 |
2,514,887 |
2024-05-28 |
2,315,000 |
Premium* |
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Records found :
168 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 2 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-18 |
4 |
B |
$5.44 |
$109,590 |
D/D |
20,160 |
273,915 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-19 |
4 |
B |
$5.29 |
$106,546 |
D/D |
20,160 |
294,075 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-20 |
4 |
B |
$5.27 |
$106,223 |
D/D |
20,160 |
314,235 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-23 |
4 |
B |
$5.39 |
$128,809 |
D/D |
23,880 |
338,115 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-24 |
4 |
B |
$5.60 |
$133,609 |
D/D |
23,880 |
361,995 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-25 |
4 |
B |
$5.67 |
$135,304 |
D/D |
23,880 |
385,875 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-26 |
4 |
B |
$5.67 |
$135,328 |
D/D |
23,880 |
409,755 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-27 |
4 |
B |
$5.65 |
$134,922 |
D/D |
23,880 |
433,635 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-31 |
4 |
B |
$5.65 |
$154,249 |
D/D |
27,320 |
460,955 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-06-01 |
4 |
B |
$5.65 |
$154,303 |
D/D |
27,320 |
488,275 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-06-02 |
4 |
B |
$5.61 |
$153,211 |
D/D |
27,320 |
515,595 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-06-03 |
4 |
B |
$5.64 |
$676,800 |
D/D |
120,000 |
635,595 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-06-06 |
4 |
B |
$5.74 |
$82,642 |
D/D |
14,400 |
649,995 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-06-14 |
4 |
B |
$5.43 |
$219,114 |
D/D |
40,360 |
690,355 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-15 |
4 |
B |
$5.39 |
$217,379 |
D/D |
40,360 |
730,715 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-16 |
4 |
B |
$5.35 |
$182,696 |
D/D |
34,136 |
764,851 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-17 |
4 |
B |
$5.44 |
$218,608 |
D/D |
40,200 |
805,051 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-20 |
4 |
B |
$5.46 |
$156,042 |
D/D |
28,600 |
833,651 |
2.74 |
- |
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OXLC |
Oxford Lane Capital Corp. |
President |
|
2017-06-22 |
4 |
B |
$9.79 |
$195,800 |
D/D |
20,000 |
130,000 |
2.81 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2017-08-10 |
4 |
B |
$6.64 |
$33,498 |
D/D |
5,043 |
838,769 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2017-08-11 |
4 |
B |
$6.58 |
$62,451 |
D/D |
9,489 |
848,258 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2017-08-14 |
4 |
B |
$6.62 |
$17,366 |
D/D |
2,622 |
850,879 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2017-08-18 |
4 |
B |
$6.65 |
$2,983 |
D/D |
449 |
851,328 |
2.66 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2017-08-21 |
4 |
B |
$6.65 |
$34,237 |
D/D |
5,150 |
856,478 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2017-08-22 |
4 |
B |
$6.68 |
$29,548 |
D/D |
4,423 |
860,900 |
2.74 |
- |
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168 Records found
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Page 2 of 7 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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