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Insider
Information: |
Rosenthal Saul B |
Relationship: |
President, Director |
City: |
Greenwich |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
2 |
|
Direct
Shares |
4,571,663 |
|
Indirect Shares
|
2,316,102 |
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Direct
Value |
$19,627,311 |
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Indirect Value
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$12,504,240 |
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Total
Shares |
6,887,765 |
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Total
Value |
$32,131,551 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
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Total
Filings :
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39
|
0
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Stock
price went up :
|
6
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0
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Stock
price went down : |
33
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0
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Gain/Loss Ratio : |
0.0
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0.0
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Percentage
Gain/Loss : |
-6.1%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
![](../../../Gifs/iconPlus.jpg) |
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2024-05-28 |
2,514,887 |
2024-05-28 |
2,315,000 |
Premium* |
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Records found :
168 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 2 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
TICC |
TICC Capital Corp |
President and COO |
|
2022-03-17 |
4 |
B |
$4.01 |
$10,451 |
D/D |
2,606 |
1,347,065 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2021-09-20 |
4 |
B |
$4.03 |
$4,490 |
D/D |
1,115 |
1,253,197 |
2.66 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2022-05-16 |
4 |
B |
$4.03 |
$55,590 |
D/D |
13,801 |
1,516,220 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2022-05-27 |
4 |
B |
$4.03 |
$7,143 |
D/D |
1,773 |
1,542,582 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2022-03-18 |
4 |
B |
$4.05 |
$39,015 |
D/D |
9,624 |
1,356,688 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-03 |
4 |
B |
$4.05 |
$51,930 |
D/D |
12,835 |
1,406,321 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2021-09-21 |
4 |
B |
$4.07 |
$16,076 |
D/D |
3,951 |
1,257,148 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2021-09-22 |
4 |
B |
$4.08 |
$2,856 |
D/D |
700 |
1,257,848 |
2.66 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2022-05-17 |
4 |
B |
$4.08 |
$17,943 |
D/D |
4,401 |
1,520,621 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2021-09-23 |
4 |
B |
$4.09 |
$51,096 |
D/D |
12,500 |
1,270,348 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2022-03-23 |
4 |
B |
$4.09 |
$35,388 |
D/D |
8,653 |
1,367,084 |
2.74 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2022-05-06 |
4 |
B |
$4.09 |
$51,934 |
D/D |
12,707 |
1,435,223 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-05-18 |
4 |
B |
$4.09 |
$40,960 |
D/D |
10,027 |
1,530,648 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-21 |
4 |
B |
$4.10 |
$410 |
D/D |
100 |
1,356,788 |
2.66 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-22 |
4 |
B |
$4.10 |
$6,731 |
D/D |
1,643 |
1,358,431 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2022-03-24 |
4 |
B |
$4.10 |
$19,532 |
D/D |
4,767 |
1,371,851 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2021-08-19 |
4 |
B |
$4.20 |
$6,929 |
D/D |
1,650 |
1,252,082 |
2.74 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2008-09-17 |
4 |
B |
$4.67 |
$117,027 |
D/D |
25,000 |
62,279 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2008-06-20 |
4 |
B |
$4.97 |
$126,890 |
D/D |
25,000 |
37,279 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-05 |
4 |
B |
$5.00 |
$64,038 |
D/D |
12,800 |
120,344 |
2.74 |
- |
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OXLC |
Oxford Lane Capital Corp. |
President |
|
2020-03-12 |
4 |
B |
$5.00 |
$154,938 |
D/D |
31,000 |
161,000 |
2.81 |
% |
|
TICC |
TICC Capital Corp |
President and COO |
|
2016-05-06 |
4 |
B |
$5.02 |
$64,218 |
D/D |
12,800 |
133,144 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-09 |
4 |
B |
$5.04 |
$84,084 |
D/D |
16,680 |
149,824 |
2.74 |
- |
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OXLC |
Oxford Lane Capital Corp. |
President |
|
2020-03-13 |
4 |
B |
$5.05 |
$8,579 |
D/D |
1,700 |
162,700 |
2.81 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-10 |
4 |
B |
$5.08 |
$84,801 |
D/D |
16,680 |
166,504 |
2.74 |
- |
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168 Records found
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Page 2 of 7 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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