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Insider
Information: |
Rosenthal Saul B |
Relationship: |
President, Director |
City: |
Greenwich |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
2 |
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Direct
Shares |
4,571,663 |
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Indirect Shares
|
2,316,102 |
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Direct
Value |
$19,627,311 |
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Indirect Value
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$12,504,240 |
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Total
Shares |
6,887,765 |
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Total
Value |
$32,131,551 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
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Total
Filings :
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39
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0
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Stock
price went up :
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6
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0
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Stock
price went down : |
33
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0
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Gain/Loss Ratio : |
0.0
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0.0
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Percentage
Gain/Loss : |
-6.1%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
![](../../../Gifs/iconPlus.jpg) |
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
![](../../../Gifs/iconPlus.jpg) |
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2024-05-28 |
2,514,887 |
2024-05-28 |
2,315,000 |
Premium* |
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Records found :
168 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 3 of 7
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
TICC |
TICC Capital Corp |
President and COO |
|
2019-11-27 |
4 |
B |
$5.17 |
$26,892 |
D/D |
5,200 |
1,206,891 |
2.74 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-06-13 |
4 |
OE |
$5.20 |
$9,911 |
D/D |
1,906 |
11,581 |
0 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2008-06-13 |
4/A |
OE |
$5.20 |
$13,541 |
D/D |
2,604 |
12,279 |
0 |
- |
|
TICC |
TICC Capital Corp |
President and COO |
|
2019-11-29 |
4 |
B |
$5.23 |
$40,798 |
D/D |
7,797 |
1,214,688 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-11 |
4 |
B |
$5.24 |
$87,353 |
D/D |
16,680 |
183,184 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2019-12-03 |
4 |
B |
$5.26 |
$113,937 |
D/D |
21,645 |
1,246,733 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-20 |
4 |
B |
$5.27 |
$106,223 |
D/D |
20,160 |
314,235 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2019-12-02 |
4 |
B |
$5.28 |
$54,913 |
D/D |
10,400 |
1,225,088 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-19 |
4 |
B |
$5.29 |
$106,546 |
D/D |
20,160 |
294,075 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-12 |
4 |
B |
$5.30 |
$88,454 |
D/D |
16,680 |
199,864 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2019-12-04 |
4 |
B |
$5.30 |
$19,587 |
D/D |
3,699 |
1,250,432 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-13 |
4 |
B |
$5.34 |
$72,509 |
D/D |
13,571 |
213,435 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-16 |
4 |
B |
$5.35 |
$182,696 |
D/D |
34,136 |
764,851 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-23 |
4 |
B |
$5.39 |
$128,809 |
D/D |
23,880 |
338,115 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
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2016-06-15 |
4 |
B |
$5.39 |
$217,379 |
D/D |
40,360 |
730,715 |
2.74 |
- |
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OXLC |
Oxford Lane Capital Corp. |
President |
|
2024-05-28 |
4 |
B |
$5.40 |
$12,501,000 |
I/I |
2,315,000 |
2,315,000 |
2.66 |
% |
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OXLC |
Oxford Lane Capital Corp. |
President |
|
2024-05-28 |
4 |
B |
$5.40 |
$12,501,000 |
D/D |
2,315,000 |
2,514,887 |
2.81 |
% |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-17 |
4 |
B |
$5.43 |
$109,388 |
D/D |
20,160 |
253,755 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-14 |
4 |
B |
$5.43 |
$219,114 |
D/D |
40,360 |
690,355 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-16 |
4 |
B |
$5.44 |
$109,590 |
D/D |
20,160 |
233,595 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-05-18 |
4 |
B |
$5.44 |
$109,590 |
D/D |
20,160 |
273,915 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-17 |
4 |
B |
$5.44 |
$218,608 |
D/D |
40,200 |
805,051 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2016-06-20 |
4 |
B |
$5.46 |
$156,042 |
D/D |
28,600 |
833,651 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
|
2018-02-09 |
4 |
B |
$5.50 |
$23,662 |
D/D |
4,301 |
1,058,696 |
2.74 |
- |
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TICC |
TICC Capital Corp |
President and COO |
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2018-02-12 |
4 |
B |
$5.51 |
$40,539 |
D/D |
7,360 |
1,066,055 |
2.74 |
- |
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168 Records found
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Page 3 of 7 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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