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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,947    

Indirect Shares

   1,615,581      
Direct Value   $159,258    

Indirect Value

   $9,348,810      
Total Shares   1,623,528      
Total Value   $9,508,068      


Hercules Technology Growth Capital Inc $159,258 Hercules Technology Growth Capital Inc $159,258
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2024-06-20 7,947 2024-06-20 85,519    Premium*  
* Premium Members only  

Records found :    159         Free Registration Required For Full Results.    Limit: 25

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  Page 3 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp Chief Executive Officer   •       •      –    2019-05-05 4 D $4.43 $128,926 I/I (29,103) 1,432,246 0 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-20 4 B $4.44 $178,897 I/I 40,283 514,638 1.99 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-21 4 B $4.60 $44,679 I/I 9,717 524,355 1.99 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-11-09 4 B $4.63 $231,605 I/I 50,000 1,377,075 2.66 -
INFN Infinera Corp President and CEO   •       –      –    2012-12-31 4 D $5.81 $237,315 I/I (40,846) 671,009 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-11-13 4 B $6.33 $633,130 I/I 100,000 1,282,031 2.66 -
INFN Infinera Corp President and CEO   •       –      –    2011-07-27 4 B $6.52 $326,050 I/I 50,000 618,051 1.99 -
INFN Infinera Corp President & CEO   •       •      –    2010-05-21 4 B $6.82 $613,692 I/I 90,000 292,978 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-18 4 OE $7.11 $1,083,500 D/D 150,000 150,000 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-03-07 4 D $7.13 $288,515 I/I (40,465) 779,246 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-10-27 4 OE $7.45 $1,125,500 D/D 150,000 150,000 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-02-05 4 D $7.51 $283,863 I/I (37,798) 732,211 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-01-27 4 OE $7.61 $1,141,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-04-24 4 OE $7.61 $1,219,768 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-11-02 4 OE $8.19 $1,228,500 D/D 150,000 150,000 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-05 4 D $8.23 $810,606 I/I (98,494) 930,719 0 -
INFN Infinera Corp President and CEO   •       –      –    2011-04-01 4 D $8.27 $295,140 D/D (35,688) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-01 4 B $8.54 $853,550 I/I 100,000 1,114,657 2.66 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-03 4 AS $8.57 $428,630 I/I (50,000) 807,546 0 -
INFN Infinera Corp CEO   •       –      –    2013-09-04 4 OE $8.58 $136,645 D/D 15,926 15,926 0 -
INFN Infinera Corp CEO   •       –      –    2013-09-05 4 OE $8.58 $1,150,355 D/D 134,074 134,074 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-29 4 OE $8.58 $558,275 I/I 65,067 922,613 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-30 4 OE $8.58 $94,011 I/I 10,957 868,503 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4 OE $8.58 $2,230,594 I/I 259,976 1,777,538 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4/A OE $8.58 $122,574 I/I 14,286 1,608,518 0 -
  159  Records found
  1   2   3  4   5   6   7      
  Page 3 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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