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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,947    

Indirect Shares

   1,615,581      
Direct Value   $159,258    

Indirect Value

   $9,348,810      
Total Shares   1,623,528      
Total Value   $9,508,068      


Hercules Technology Growth Capital Inc $159,258 Hercules Technology Growth Capital Inc $159,258
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2024-06-20 7,947 2024-06-20 85,519    Premium*  
* Premium Members only  

Records found :    159         Free Registration Required For Full Results.    Limit: 25

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  Page 4 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp Director   –       •      –    2021-05-05 4 D $8.58 $274,320 I/I (31,972) 1,702,626 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2020-12-04 4 D $8.78 $2,254,932 I/I (256,826) 1,597,382 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-04-28 4 AS $8.82 $440,910 I/I (50,000) 880,719 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-05 4 D $9.36 $183,465 I/I (19,601) 1,132,619 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-05-05 4 D $9.55 $271,889 I/I (28,470) 1,179,904 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-08-25 4 AS $9.73 $486,580 I/I (50,000) 830,719 0 -
INFN Infinera Corp Director   –       •      –    2021-03-12 4 S $9.82 $344,166 I/I (35,065) 1,670,113 0 -
INFN Infinera Corp Director   –       •      –    2021-03-01 4 S $10.00 $649,350 I/I (64,935) 1,705,178 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-09-30 4 A $10.11 $24,992 D/D 2,472 10,937 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-28 4 AS $10.12 $505,995 I/I (50,000) 857,546 0 -
INFN Infinera Corp Director   –       •      –    2021-06-03 4 S $10.12 $1,746,641 I/I (172,564) 1,530,062 0 -
INFN Infinera Corp President & CEO   •       •      –    2010-12-31 4 D $10.33 $284,189 D/D (27,511) 0 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-05-21 4 A $10.33 $1,198 D/D 116 45,254 0 -
INFN Infinera Corp Director   –       •      –    2021-02-09 4 D $10.47 $1,504,371 I/I (143,684) 1,770,113 0 -
INFN Infinera Corp CEO   •       –      –    2013-09-04 4 AS $10.50 $167,223 D/D (15,926) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-29 4 AS $10.51 $683,594 I/I (65,067) 857,546 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2013-10-30 4 AS $10.51 $115,111 I/I (10,957) 857,546 0 -
INFN Infinera Corp CEO   •       –      –    2013-09-05 4 AS $10.57 $1,417,269 D/D (134,074) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-08 4 AS $11.00 $220,000 I/I (20,000) 5,903 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-11-23 4 B $11.16 $111,600 D/D 10,000 20,937 2.39 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-11-06 4 A $11.40 $49,921 D/D 4,379 49,736 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-18 4 AS $11.43 $1,714,185 D/D (150,000) 0 0 -
HTGC Hercules Technology Growt... Director   –       •      –    2015-07-07 4 A $11.44 $57,200 D/D 5,000 8,465 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-03-15 4 OE $11.44 $171,600 D/D 15,000 64,937 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2020-11-16 4 A $11.49 $1,275 D/D 111 49,847 0 -
  159  Records found
  1   2   3   4  5   6   7      
  Page 4 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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