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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,947    

Indirect Shares

   1,615,581      
Direct Value   $159,258    

Indirect Value

   $9,348,810      
Total Shares   1,623,528      
Total Value   $9,508,068      


Hercules Technology Growth Capital Inc $159,258 Hercules Technology Growth Capital Inc $159,258
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    1   
    1    

     Stock price went up :
    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2024-06-20 7,947 2024-06-20 85,519    Premium*  
* Premium Members only  

Records found :    159         Free Registration Required For Full Results.    Limit: 25

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  Page 5 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
INFN Infinera Corp CEO   •       –      –    2013-09-04 4 OE $8.58 $136,645 D/D 15,926 15,926 0 -
HTGC Hercules Technology Growt...   –       •      –    2022-05-12 4 B $14.88 $148,800 I/I 10,000 61,604 0.01 %
HTGC Hercules Technology Growt... Director   •       •      –    2021-05-03 4 OE $16.34 $163,400 D/D 10,000 59,937 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-05-03 4 D $17.53 $164,782 D/D (9,400) 50,537 0 -
INFN Infinera Corp CEO   •       –      –    2013-09-04 4 AS $10.50 $167,223 D/D (15,926) 0 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-03-15 4 OE $11.44 $171,600 D/D 15,000 64,937 0 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-20 4 B $4.44 $178,897 I/I 40,283 514,638 1.99 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-08-05 4 D $9.36 $183,465 I/I (19,601) 1,132,619 0 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-21 4 OE $2.00 $200,000 I/I 100,000 624,355 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-09-08 4 AS $11.00 $220,000 I/I (20,000) 5,903 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-11-09 4 B $4.63 $231,605 I/I 50,000 1,377,075 2.66 -
INFN Infinera Corp President and CEO   •       –      –    2012-12-31 4 D $5.81 $237,315 I/I (40,846) 671,009 0 -
HTGC Hercules Technology Growt... Director   •       •      –    2021-03-15 4 S $16.56 $248,400 D/D (15,000) 49,937 0 %
INFN Infinera Corp Chief Executive Officer   •       •      –    2017-05-05 4 D $9.55 $271,889 I/I (28,470) 1,179,904 0 -
INFN Infinera Corp Director   –       •      –    2021-05-05 4 D $8.58 $274,320 I/I (31,972) 1,702,626 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-02-05 4 D $7.51 $283,863 I/I (37,798) 732,211 0 -
INFN Infinera Corp President & CEO   •       •      –    2010-12-31 4 D $10.33 $284,189 D/D (27,511) 0 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2018-05-05 4 D $12.01 $285,718 I/I (23,790) 1,327,075 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-03-07 4 D $7.13 $288,515 I/I (40,465) 779,246 0 -
INFN Infinera Corp President and CEO   •       –      –    2011-04-01 4 D $8.27 $295,140 D/D (35,688) 0 0 -
INFN Infinera Corp President and CEO   •       –      –    2011-07-27 4 B $6.52 $326,050 I/I 50,000 618,051 1.99 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2015-05-05 4 D $18.01 $334,842 I/I (18,592) 819,456 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2016-05-05 4 D $11.88 $335,028 I/I (28,201) 1,014,657 0 -
INFN Infinera Corp Director   –       •      –    2021-03-12 4 S $9.82 $344,166 I/I (35,065) 1,670,113 0 -
INFN Infinera Corp Chief Executive Officer   •       •      –    2014-02-03 4 AS $8.57 $428,630 I/I (50,000) 807,546 0 -
  159  Records found
  1   2   3   4   5  6   7      
  Page 5 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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