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Insider Information:   Fallon Thomas J
Relationship:  
City:   Sunnyvale
State:   CA
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   7,947    

Indirect Shares

  1,615,581      
Direct Value   $160,450    

Indirect Value

  $9,361,638      
Total Shares   1,623,528      
Total Value   $9,522,088      


Hercules Technology Growth Capital Inc
 $160,450 Hercules Technology Growth Capital Inc
 $160,450
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    1   
    1    

     Stock price went up :

    0   
    0    
     Stock price went down :
    1   
    1    
   
     Gain/Loss Ratio :
   -1.0   
   -1.0   
     Percentage Gain/Loss :
   -1.8%
 -1.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Infinera Corp INFN Director 2015-11-02 0 2021-06-03 1,530,062    Premium*  
            Hercules Technology Growth Capit... HTGC 2024-06-20 7,947 2024-06-20 85,519    Premium*  
* Premium Members only  

Records found :    159         Free Registration Required For Full Results.    Limit: 25

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  Page 7 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
INFN Infinera Corp President and CEO   •       –      –    2012-11-20 4 B $4.44 $178,897 I/I 40,283 514,638 1.99 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-21 4 B $4.60 $44,679 I/I 9,717 524,355 1.99 -
INFN Infinera Corp President and CEO   •       –      –    2012-11-21 4 OE $2.00 $200,000 I/I 100,000 624,355 0 -
INFN Infinera Corp President and CEO   •       –      –    2012-12-31 4 A $0.00 $0 I/I 87,500 711,855 0 -
INFN Infinera Corp President and CEO   •       –      –    2012-12-31 4 D $5.81 $237,315 I/I (40,846) 671,009 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-02-05 4 OE $0.00 $0 I/I 99,000 770,009 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-02-05 4 D $7.51 $283,863 I/I (37,798) 732,211 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-03-07 4 D $7.13 $288,515 I/I (40,465) 779,246 0 -
INFN Infinera Corp President and CEO   •       –      –    2013-03-07 4 A $0.00 $0 I/I 87,500 819,711 0 -

  159  Records found
  1   2   3   4   5   6   7     
  Page 7 of 7  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed