| |
| |
|
| Insider
Information: |
Sm Investors Ii, L.p. |
| Relationship: |
10% Owner |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
5,758,857 |
|
|
Indirect Shares
|
9,113,080 |
|
|
| Direct
Value |
$0 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
14,871,937 |
|
|
| Total
Value |
$0 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Opti Inc |
OPTI |
10% Owner |
2013-10-30 |
3,552,357 |
2013-10-30 |
6,051,557 |
Premium* |
|
|
Handleman Co |
HDLM |
10% Owner |
2012-12-31 |
2,206,500 |
2012-12-31 |
3,061,523 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
83 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OPTI |
Opti Inc |
10% Owner |
– – • |
2010-12-06 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,169,706 |
|
- |
|
| HDLM |
Handleman Co |
10% Owner |
– – • |
2012-10-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,201,500 |
|
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-02-18 |
4 |
B |
$2.25 |
$88,180 |
D/D |
39,191 |
1,208,897 |
2.45 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-02-22 |
4 |
B |
$2.30 |
$460 |
D/D |
200 |
1,209,097 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-02-23 |
4 |
B |
$2.23 |
$144,455 |
D/D |
64,778 |
1,273,875 |
2.45 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-02-23 |
4 |
B |
$2.23 |
$185,219 |
I/I |
83,058 |
3,240,724 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-02-25 |
4 |
B |
$2.23 |
$10,791 |
I/I |
4,839 |
3,245,563 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-02-25 |
4 |
B |
$2.23 |
$8,148 |
D/D |
3,654 |
1,277,529 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-24 |
4 |
B |
$2.05 |
$28,071 |
D/D |
13,693 |
1,291,022 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-24 |
4 |
B |
$2.05 |
$10,381 |
I/I |
5,064 |
3,264,320 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-25 |
4 |
B |
$2.04 |
$2,479 |
I/I |
1,215 |
3,268,820 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-25 |
4 |
B |
$2.04 |
$6,701 |
D/D |
3,285 |
1,294,307 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-28 |
4 |
B |
$2.02 |
$15,360 |
D/D |
7,604 |
1,301,911 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-28 |
4 |
B |
$2.02 |
$5,682 |
I/I |
2,813 |
3,279,237 |
1.5 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-29 |
4 |
B |
$2.02 |
$2,020 |
D/D |
1,000 |
1,302,911 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-29 |
4 |
B |
$2.02 |
$743 |
I/I |
368 |
3,280,605 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-31 |
4 |
B |
$2.05 |
$1,497 |
D/D |
730 |
1,303,641 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-03-31 |
4 |
B |
$2.05 |
$554 |
I/I |
270 |
3,281,605 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-04-06 |
4 |
B |
$2.01 |
$543 |
I/I |
270 |
3,282,605 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-04-06 |
4 |
B |
$2.01 |
$1,467 |
D/D |
730 |
1,304,371 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-04-07 |
4 |
B |
$2.00 |
$6,570 |
D/D |
3,285 |
1,307,656 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-04-07 |
4 |
B |
$2.00 |
$2,430 |
I/I |
1,215 |
3,287,105 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-04-12 |
4 |
B |
$1.96 |
$1,588 |
I/I |
810 |
3,290,105 |
1.42 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-04-12 |
4 |
B |
$1.96 |
$4,292 |
D/D |
2,190 |
1,309,846 |
2.37 |
- |
|
| OPTI |
Opti Inc |
10% Owner |
– – • |
2011-07-29 |
4 |
B |
$1.72 |
$329,867 |
I/I |
191,783 |
4,000,413 |
1.5 |
- |
|
83 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
